Compliance Monitoring Expert

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

Job DescriptionWe are seeking a Compliance Monitoring Expert to join our team in London. This is an exciting opportunity for someone with 5+ years' experience in compliance monitoring or internal audit, preferably within asset management or investment.You will be responsible for conducting regular compliance monitoring reviews to ensure that our client's...

Job OverviewWe are seeking a skilled Compliance Monitoring Expert to support the growth of our Compliance Team at Black Swan Group.The ideal candidate will have experience in conducting monitoring reviews and developing policies to align with regulatory standards.

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Job Summary: AJ FOX COMPLIANCE is hiring a Compliance and Risk Expert to work in our London office. As a key member of our compliance team, you will be responsible for ensuring the organization's compliance with relevant laws and regulations. Your duties will include drafting, monitoring, and advising on compliance policies and procedures, handling data...

HSL Compliance Limited seeks a skilled Monitoring and Compliance Technician to join our Water Hygiene team. As a key member of our team, you will be responsible for undertaking monitoring and water hygiene services to ensure compliance with legionella guidelines.Your duties will include conducting water testing and monitoring, taking water samples, testing...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...

Job Title:Regulatory Compliance LawyerAbout the Role:We are seeking an experienced Regulatory Compliance Lawyer to join our boutique city law firm. As a key member of our compliance team, you will be responsible for drafting, monitoring and advising on compliance policies and procedures.This is a fantastic opportunity for someone with regulatory risk and...

We are seeking a highly motivated Tax Compliance Expert to join our team at Sovos Compliance. In this role, you will be responsible for managing client relationships and ensuring that our clients receive exceptional service.About the RoleThe Tax Compliance Expert will work closely with clients to understand their unique needs and develop customized solutions...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

About the RoleWe are looking for a talented Compliance Analyst to join our team in London. As a key member of our compliance function, you will be responsible for ensuring that our business operations are compliant with relevant regulations and laws.Estimated salary: £50,000 - £70,000 per annum.Key ResponsibilitiesBEST Execution Outlier Monitoring and...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Gresham Hunt is seeking an experienced Compliance Monitoring Officer to join their team. In this role, you will be responsible for performing Compliance monitoring reviews, designing the Annual Compliance Monitoring plan, and providing Management Information (MI) to senior stakeholders.Responsibilities:Conducting Compliance monitoring reviews to ensure...

Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

**Job Overview**We are seeking a highly skilled Compliance Training Expert to join our team at Compliance Professionals. This is an excellent opportunity for someone with experience in Training and Competence, Consumer Duty, and risk management.The successful candidate will be responsible for providing ongoing assessment of adviser competence, conducting...