Financial Planning Professional

4 weeks ago


Waltham Cross, Hertfordshire, United Kingdom Blakemore Recruitment Full time

We are seeking a highly skilled Financial Planning Professional to join our team at Blakemore Recruitment. The ideal candidate will have a strong understanding of financial planning principles and be able to provide expert advice to clients.

Key Responsibilities:

  • Conduct in-depth reviews of clients' financial circumstances and future aims.
  • Devising and explaining recommendations or strategies to clients on ways to best utilise their money and achieve their goals.
  • Analysing and re-evaluating investment portfolios, based on asset allocation, risk tolerance and each client's individual financial needs and objectives.
  • Ensuring all regulatory requirements appropriate to a registered individual are adhered to.
  • Ensuring an adequate level of qualifications is maintained and appropriate Continuing Professional Development is undertaken and correctly recorded.
  • Liaising with other professionals including accountants and solicitors, as appropriate.

Requirements:

  • Minimum:
    • Holding R01 or equivalent and working towards Level 4 financial advice qualifications with the intention of completing the remainder within two years.
    • Experience in paraplanning or a similar role.
    • Full UK Driving Licence & own car are essential.
  • Preferred:
    • Level 4 financial advice qualifications.
    • Experience in providing client facing financial advice.
    • Current valid Statement of Professional Standing.
    • Discretionary Investment Management qualification.
    • Knowledge of investment platforms

Company Background:

The company is a well-established, single office, Independent Financial Adviser with loyal clients who appreciate the personalised service. They have a friendly working environment, which is reflected in the low staff turnover. There are no individual targets or a need for advisers to generate leads. They are looking for someone with a can-do attitude who is looking to develop their skills and become a valued member of their team.

Roles and Responsibilities:

The ideal candidate will be responsible for conducting and recording in-depth reviews of clients' financial circumstances and future aims, devising and explaining recommendations or strategies to clients, analysing and re-evaluating investment portfolios, and ensuring all regulatory requirements are adhered to.

Required Qualifications/Experience:

The ideal candidate will have a strong understanding of financial planning principles and be able to provide expert advice to clients. They will have a minimum of R01 or equivalent and be working towards Level 4 financial advice qualifications, with experience in paraplanning or a similar role.

Required Skills:

The ideal candidate will have a professional, approachable and helpful manner, be able to work on their own initiative, and be receptive to in-house training. They will also have good record keeping and time management skills, accuracy and attention to detail, and competence in Outlook, Word and Excel.



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