Senior Financial Services Specialist

4 days ago


Waltham Cross, Hertfordshire, United Kingdom Blakemore Recruitment Full time

We are seeking a Trainee Financial Adviser to join our team at Blakemore Recruitment. The ideal candidate will have a Level 4 qualification and experience in client-facing roles.


The successful candidate will be responsible for conducting in-depth reviews of clients' financial circumstances and devising recommendations to help them achieve their goals. They will also be responsible for ensuring compliance with regulatory requirements and maintaining a high level of qualifications.


We offer a friendly working environment with a low staff turnover rate. Our company is owned by its employees, providing opportunities for long-term growth and development. We specialize in discretionary fund management and offer a range of services to high net worth individuals, trusts, and small companies.


The roles and responsibilities of the Trainee Financial Adviser will include:



  • Conducting and recording in-depth reviews of clients' financial circumstances
  • Devising and explaining recommendations to clients
  • Analysing and re-evaluating investment portfolios
  • Ensuring compliance with regulatory requirements
  • Ensuring a high level of qualifications and completing Continuing Professional Development
  • Researching products and providers, and liaising with other professionals

The minimum qualifications and experience required for this role include:



  • Holding R01 or equivalent and working towards Level 4 financial advice qualifications
  • Experience in paraplanning or a similar role
  • A full UK driving licence and own car

Preferred qualifications and experience include:



  • Level 4 financial advice qualifications
  • Experience in providing client-facing financial advice
  • A current valid Statement of Professional Standing
  • Discretionary Investment Management qualification
  • Knowledge of investment platforms

We are looking for a candidate with a professional, approachable and helpful manner, who is able to work on their own initiative and acquire knowledge of our internal systems. They should be able to act with integrity and understand what constitutes a complaint or regulatory breach, and have good record-keeping and time management skills.



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