Financial Promotions Specialist

4 weeks ago

London, Greater London, United Kingdom Quilter Full time
About the Business

Quilter Cheviot is a leading wealth management firm with a rich history spanning over 250 years. As a subsidiary of Quilter plc, a listed company on the London and Johannesburg stock exchanges, we offer expert discretionary investment management and financial advice to private clients, charities, trustees, and professional partners. Our presence extends throughout the UK, Ireland, and the Channel Islands, with a strong commitment to delivering personalized services.

About the Role

This is an exciting opportunity for an experienced professional to join our Marketing team as a Financial Promotions Specialist. In this role, you will be responsible for reviewing and approving all financial promotions for our financial planning and investment management arms, ensuring compliance with regulatory standards. You will work closely with our Europe and International Compliance teams to ensure local variations are compliant.

Key Responsibilities:
  • Implement and maintain a secure first line of defence for the marketing team and business, covering our financial planning and investment management arms.
  • Manage the review and approval of all UK financial promotions, including a wide range of materials such as advertising, marketing and sales literature, digital and social media assets, pitch documents, client communications, and factsheets.
  • Review marketing material for our European and International arms and liaise with local compliance teams to obtain approval.
  • Ensure compliance with all Consumer Duty accountabilities.
  • Assist the Head of Marketing with the ongoing development, review, and maintenance of policies, marketing procedures, and MI in relation to financial promotions.
  • Provide support, guidance, and training to the Marketing team on regulatory developments around financial promotions and industry best practice.
  • Carry out checks of the control framework, escalating and documenting any findings.
  • Work with 2nd line of defence and serve as a point of contact within the 1st line for internal and external audits.
About You

We are seeking a highly skilled and experienced professional with a strong background in marketing compliance and a good knowledge of FCA COBS regulations specific to Financial Promotions. You should have excellent communication skills, both written and verbal, to support the team and the wider business. If you are a motivated and organized individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.

Core Benefits

We offer a range of benefits to our employees, including a generous holiday allowance, a pension scheme, private medical insurance, life assurance, and income protection. In addition, we offer a range of flexible benefits that you can choose from and pay for conveniently via a salary deduction.

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