Regulatory Compliance Specialist

Take Your Career to New HeightsJoin AJ FOX COMPLIANCE as a Regulatory Compliance Associate and soar to new heights in your career!Estimated Salary: £55,000 - £70,000 per annumAbout the PositionThis role requires an experienced professional in AML/CDD or onboarding, familiar with AML legislation and regulatory requirements. As a Regulatory Compliance...

Compliance Administrator Job DescriptionAJ FOX COMPLIANCE is an off-shore law firm looking for a highly skilled Onboarding Coordinator - Regulatory Compliance to join their team in Southampton.In this role, you will be responsible for overseeing the central onboarding process and ensuring compliance with CDD requirements.Key Skills and Qualifications:AML/CDD...

Job OverviewSkyrocket your career in compliance by joining AJ FOX COMPLIANCE as a Compliance Risk Specialist. Based in Southampton, this role offers an exciting opportunity to work with an off-shore law firm.Salary: £45,000 - £60,000 per annumAbout the RoleThis position is responsible for overseeing the central onboarding process and ensuring regulatory...

Caraffi Job OpportunityWe are seeking a Regulatory Compliance Specialist to join our team at Caraffi in Southampton. This is a fixed-term contract for 6 months, working closely with Commercial teams to understand new onboarding activity, auditing vendors and approving products for the UK and Ireland markets.The ideal candidate will have experience of product...

Compliance Administrator Job DescriptionWe are looking for a highly motivated Compliance Administrator to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring that our clients' regulatory obligations are met.Your primary responsibilities will include:Overseeing the central onboarding process,...

Compliance AdministratorRole Summary:This Compliance Administrator position at AJ FOX COMPLIANCE in Southampton involves overseeing the central onboarding process to ensure CDD requirements are met for new clients.About the Position:The ideal candidate will provide critical support to partners and fee earners in meeting regulatory obligations, requiring...

About the RoleIn this key position as Regulatory Compliance Specialist, you will play a vital role in ensuring the quality and integrity of our services. Your primary responsibility will be to support the management of service providers to guarantee compliance with MAH oversight procedures.As part of our Partner Services team, you will be responsible for...

Job Title: Compliance AdministratorWe are seeking an experienced Compliance Administrator to join our team at AJ FOX COMPLIANCE in Southampton. This is a fantastic opportunity for a professional with a strong background in AML/CDD and onboarding experience within a law firm or other professional services environment.The ideal candidate will have excellent...

Compliance AdministratorJob Overview:We are seeking a highly skilled Compliance Administrator to join our team in Southampton. In this role, you will oversee the central onboarding process and ensure CDD requirements are met for new clients.About the Role:The successful candidate will support partners and fee earners in meeting regulatory obligations. To...

Job OverviewWe are seeking an experienced Compliance Administrator to join our team at AJ FOX COMPLIANCE in Southampton.This role involves overseeing the central onboarding process, ensuring CDD requirements are met for new client intake, and supporting partners and fee earners to meet regulatory obligations.

Job Title: Compliance AdministratorWe are seeking an experienced Compliance Administrator to join our team at AJ FOX COMPLIANCE. This role will involve overseeing the central onboarding process, meeting CDD requirements for new client intake, and supporting partners and fee earners to ensure regulatory obligations are met.To succeed in this position, you...

Job SummaryWe are seeking a highly motivated and organised Compliance Administrator to join our team at AJ FOX COMPLIANCE in Southampton. The successful candidate will have excellent communication and interpersonal skills and a strong understanding of AML/CDD regulations.The key responsibilities of this role include:Supporting partners and fee earners to...

At AJ Fox Compliance, we are seeking a skilled Compliance Officer to oversee the central onboarding process and meet CDD requirements. As a key member of our team in Southampton, you will be responsible for processing matters, establishing client identities, and conducting open-source searches.In this role, you will work closely with partners and fee earners...

Industry Placements: Regulatory Compliance Undergraduate PlacementWe are seeking highly motivated students currently undertaking a degree in Scientific/Technical Management to join our Research & Development function on a 12-month undergraduate placement.This placement is with our Product Regulatory Compliance Team, where you will learn about the product...

Job OverviewAJ FOX COMPLIANCE seeks a skilled Compliance Administrator to oversee the central onboarding process and meet CDD requirements for new clients.About the RoleThis position involves processing matters, identifying clients and beneficial owners/controllersDetermining required CDD to meet regulatory standardsMonitoring the onboarding process for each...

About the RoleAJ FOX COMPLIANCE is seeking a skilled Compliance Administrator to join our team in Southampton. In this role, you will be responsible for overseeing the central onboarding process and meeting CDD requirements for new client intake.You will also support partners and fee earners to ensure regulatory obligations are met, demonstrating excellent...

AJ Fox Compliance is seeking an Administrative Compliance Professional to support our team in Southampton. In this role, you will be responsible for supporting partners and fee earners to ensure regulatory obligations are met, including overseeing the central onboarding process and meeting CDD requirements.You will also be responsible for processing matters,...

Job DescriptionAs a Senior Employee Relations Specialist, you will play a key role in supporting the Head of Employee Relations to develop and deliver the ER strategy. You will be the subject matter expert on employee relations matters, including the interplay with the FCA's Conduct Rules and Senior Manager & Certification Regime. Your responsibilities will...

We are looking for a highly motivated Risk Management Specialist to join our team at AJ Fox Compliance in Southampton. In this role, you will be responsible for monitoring the onboarding process, establishing CDD requirements, and conducting client risk assessments.Your responsibilities will include updating the database for ongoing sanctions screening and...

ResponsibilitiesProcess matters, establishing client identity and beneficial ownership informationEstablish CDD requirements and ensure regulatory obligations are metMonitor the onboarding process and identify areas for improvementCarry out open-source searches and update the database for sanctions screeningRequirementsTo be successful in this role, you will...