Regulatory Affairs Specialist

15 hours ago


Southampton, Southampton, United Kingdom AJ FOX COMPLIANCE Full time
Compliance Administrator Job Description

We are looking for a highly motivated Compliance Administrator to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring that our clients' regulatory obligations are met.

Your primary responsibilities will include:

  • Overseeing the central onboarding process, including processing matters, establishing who the client is and any beneficial owners/controllers
  • Determining what CDD is required to meet regulatory requirements
  • Monitoring the onboarding process for each matter and carrying out open-source searches
  • Taking appropriate action according to processes and procedures and updating the database for ongoing sanctions screening

Benefits:

  • Promotion opportunities within the company
  • Ongoing training and development
  • A competitive salary range of £40,000 - £55,000 per annum

Requirements:

  • Experience in AML/CDD or onboarding within a law firm or other professional services environment
  • Knowledge of AML legislation and regulatory requirements


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