Compliance Risk Analyst

4 days ago


Birmingham, Birmingham, United Kingdom Clayton Davies Full time £45,000
Compliance Analyst Job Description

We are seeking a highly skilled Compliance Analyst to join our team at Clayton Davies. The successful candidate will play a key role in ensuring our firm's compliance with regulatory requirements and maintaining a robust control environment.

Key Responsibilities:
  • Support the Compliance function in delivering independent oversight and assurance of our firm's operations.
  • Undertake compliance-related projects and tasks across all departments, ensuring effective design and operation of the control environment.
  • Investigate logged issues to ensure problems have been considered, controls are in place to mitigate risks, and appropriate redress is provided.
  • Identify, analyze, communicate, and oversee the implementation of relevant regulatory change.
  • Monitor and oversee outsourced and delegated investment management relationships to ensure adherence to regulatory requirements.
Requirements:
  • Practical experience of compliance monitoring or risk and/or control activities.
  • Strong understanding of the relevant regulatory environment, including FCA regulation.
  • Ability to work in a hybrid working environment.
  • 5% pension contribution.

We offer a competitive salary, up to 15% bonus, and a range of benefits, including private healthcare and 25 days holiday plus bank holidays. If you have a strong background in compliance and are looking for a challenging role, please apply.



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