IB and Research Compliance Specialist

2 weeks ago


London, Greater London, United Kingdom Jefferies Full time

Jefferies is a fast-growing international investment bank looking to hire a talented IB and Research Compliance Specialist to join its Global Control Group in London.

About the Role:

We are seeking a highly motivated individual with excellent interpersonal skills who can work collaboratively with people at all levels of the organization. The ideal candidate will have experience working in a Control Group and Investment Banking advisory function in an International Investment Bank.

This exciting opportunity will involve identifying, evaluating, and resolving issues related to the publication of Research product, as well as maintaining the Firm's Watch and Restricted List and determining appropriate levels of restrictions and research quiet periods.

A strong background in compliance regulations, such as FCA Rules, MAR, UK Takeover Code, FINRA Rule , Rules and safe harbours, Section risks, the Global Research Settlement, is essential for this role. The successful candidate will also have experience working with regional and global partners and navigating a complex organization.

Salary: £90,000 - £140,000 per annum



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