IB and Research Compliance Specialist
2 weeks ago
Jefferies is a fast-growing international investment bank looking to hire a talented IB and Research Compliance Specialist to join its Global Control Group in London.
About the Role:We are seeking a highly motivated individual with excellent interpersonal skills who can work collaboratively with people at all levels of the organization. The ideal candidate will have experience working in a Control Group and Investment Banking advisory function in an International Investment Bank.
This exciting opportunity will involve identifying, evaluating, and resolving issues related to the publication of Research product, as well as maintaining the Firm's Watch and Restricted List and determining appropriate levels of restrictions and research quiet periods.
A strong background in compliance regulations, such as FCA Rules, MAR, UK Takeover Code, FINRA Rule , Rules and safe harbours, Section risks, the Global Research Settlement, is essential for this role. The successful candidate will also have experience working with regional and global partners and navigating a complex organization.
Salary: £90,000 - £140,000 per annum
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Strategic Financial Markets Specialist
2 weeks ago
London, Greater London, United Kingdom Ib Schroeder Full timeIb Schroeder seeks a top calibre Strategic Financial Markets Specialist to lead the development of investment banking structures in Asia and Europe.This highly rewarding role involves sourcing locations for new financial structures, working with financial products, and setting up funds and trusts.Main responsibilities include:Developing strategies for...
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Compliance Risk Specialist
4 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...
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Senior Financial Crimes Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Illinois CPA Society Full timeCompany OverviewAt Deutsche Bank, we are committed to creating a culture of integrity and compliance. Our Financial Crime Risk and Compliance Business Control Oversight unit plays a critical role in ensuring the bank's operations are conducted with transparency and accountability.Job SummaryWe are seeking a highly skilled Senior Financial Crimes Compliance...
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Compliance Advisory Specialist
3 weeks ago
London, Greater London, United Kingdom Gresham Hunt Full timeAbout the RoleWe are looking for a skilled Compliance Advisory Officer to join our team in London. As a VP grade role, this position involves advising the front office on regulatory requirements, developing policies and procedures, and training colleagues on compliance matters.The ideal candidate will have 5+ years of experience in regulatory compliance,...
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Renewable Energy Operations Specialist
2 weeks ago
London, Greater London, United Kingdom ib vogt GmbH Full timeJob DescriptionWe are seeking an experienced Renewable Energy Operations Specialist to join our team at ib vogt GmbH. As a key member of our operations team, you will be responsible for the overall operation and maintenance of our renewable energy systems.Main Responsibilities:Overall operation and maintenance of our renewable energy systemsSystem monitoring...
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Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Paritas Recruitment - Compliance Full timeAbout the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Senior Cloud Infrastructure Specialist
2 weeks ago
London, Greater London, United Kingdom IB Boost Limited Full timeAbout the Role:IB Boost Limited is seeking a highly skilled Senior Cloud Infrastructure Specialist to join our team. This role will involve working on a diverse set of projects, from bid to BAU, and delivering solutions to clients (internal and external).About the Company:We are a software development and services house based in the UK, operating...
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Compliance Monitoring Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...
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Social Research Specialist
2 weeks ago
London, Greater London, United Kingdom IFF Research Full timeAbout the OpportunityWe are seeking skilled researchers to join our team and contribute to impactful studies that shape UK public policy.As a mixed-methods agency, we welcome both quant and qual specialists who are excited to build skills across the board. Here, you'll work on varied projects, refine your expertise, and engage with clients and sectors that...
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Compliance Associate Specialist
2 weeks ago
London, Greater London, United Kingdom Sovos Compliance Full timeAt Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...
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Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Research Communications Specialist
1 week ago
London, Greater London, United Kingdom Medical Research Council Full timeJob DescriptionThe Medical Research Council is seeking a skilled Research Communications Specialist to join our team. As a key member of the Communications and Engagement Team, you will play a crucial role in promoting our research and communicating with internal stakeholders.Main Responsibilities:Develop and implement effective internal communications...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Market Research Specialist
2 weeks ago
London, Greater London, United Kingdom Healthcare Research Worldwide Full timeAbout the Role:We are seeking a highly skilled Market Research Specialist to join our team at Healthcare Research Worldwide. This exciting role will involve working on various domestic and global projects, analyzing market research data, and applying behavioral science concepts to drive positive change for our clients.About Us:Healthcare Research Worldwide...
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Mergers and Acquisitions Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeCompany OverviewGoldman Sachs is a leading global investment banking, securities and investment management firm. We were founded in 1869 and have maintained a strong presence in the financial industry for over 150 years.Salary: £80,000 - £120,000 per annumJob DescriptionAbout the RoleWe are seeking a highly motivated and analytical individual to join our...
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Senior Wealth Management Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...
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Senior Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Jefferies Full timeKey Responsibilities:As a member of the Jefferies Compliance team, this role will involve assisting in the review of IB and Capital Markets transactions, including conflicts review, as well as maintaining the Firm's Global Watch and Restricted Lists.Essential Skills:Strong analytical skills with the ability to provide advice based on sound...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Jefferies Full timeJefferies is seeking an experienced Compliance Officer to join its Global Control Group, IB and Research Compliance team in London. This role offers a unique opportunity to work in a fast-paced environment with broad exposure to Jefferies' Investment Banking and Research departments.Key Responsibilities:Provide guidance on information barriers, wall crossing...
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Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeRole Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...