Mergers and Acquisitions Regulatory Specialist

2 weeks ago


London, Greater London, United Kingdom Goldman Sachs Full time
Company Overview

Goldman Sachs is a leading global investment banking, securities and investment management firm. We were founded in 1869 and have maintained a strong presence in the financial industry for over 150 years.

Salary: £80,000 - £120,000 per annumJob DescriptionAbout the Role

We are seeking a highly motivated and analytical individual to join our Investment Banking Compliance team as an Mergers and Acquisitions Regulatory Specialist. In this role, you will be responsible for providing advice and guidance on regulatory, legal and compliance matters related to mergers and acquisitions transactions.

Main Responsibilities:
  • Providing advice and compliance oversight to IB personnel on transactions, new business initiatives and significant business changes affecting the firm
  • Developing and implementing policies, procedures, and best practice standards within IB
  • Keeping up to date with relevant regulatory/rule changes
  • Creating and implementing new controls and surveillances to mitigate risks to the firm by analysing the transactional processes used in IB, as well as the activities and actions of individual bankers
  • Assisting other compliance teams in monitoring IB activities to help ensure adherence to applicable laws, regulations and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs
  • Creating and implementing live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes
Skills and Qualifications:
  • Demonstrated interest in financial markets and investment banking
  • A highly motivated self-starter, who learns quickly and works well under pressure
  • A critical thinker with strong analytical, problem solving and organizational skills
  • Able to effectively summarize, communicate and defend positions
  • A proactive team player, who enjoys working collaboratively across teams and disciplines
  • Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous


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