Compliance Risk Analyst

7 days ago


Antrim, United Kingdom Brook Street UK Full time
Job Description: Compliance Risk Analyst

Belfast-based company Brook Street UK seeks an experienced Compliance Risk Analyst to handle critical tasks related to suitability reporting and client management. This role involves ensuring that client work adheres to regulatory requirements while providing excellent service.

Key Tasks:
  1. Develop and prepare suitability reports, considering various factors and meeting set deadlines.
  2. Collaborate with colleagues to interpret client data and create targeted solutions.
  3. Effectively manage client communications, ensuring clear and detailed responses.
  4. Maintain compliance by thoroughly evaluating all client work and supporting documents.
Requirements:
  • At least 4 years of experience as a qualified Paraplanner (Level 4).
  • Detailed understanding of financial products and strong analytical skills.
  • Excellent written and verbal communication abilities.
  • Working knowledge of industry standards and best practices.
Benefits:
  • Salary: £38,000 - £48,000 per year, based on qualifications and experience.
  • Discretionary bonus tied to performance goals.
  • Pension plan participation.

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