Compliance Assurance Specialist

Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...

At British Compliance Institute, we offer a dynamic and supportive environment where professionals can thrive and grow. Our team is committed to excellence and continuous learning, and we're looking for a skilled Senior Quality Assurance Specialist to join us.As a Senior Quality Assurance Specialist, you will be responsible for ensuring that all Quality and...

Compliance Assurance SpecialistWe are looking for an experienced Compliance Assurance Specialist to join our team at The Curve Group.Conduct thorough quality checks on all new account opening applications to ensure full due diligence is completed.Provide support to the unit head in conducting quality checks on periodic clients' due diligence reviews.Carry...

Key ResponsibilitiesAs a Compliance and Assurance Specialist, you will play a key role in supporting decision-making on assurance matters, including conducting desk-based reviews, analysing evidence, and creating comprehensive reports detailing findings and recommendations.You will also be responsible for providing expert advice on regulations, policies, and...

About the RoleMUFG Americas is seeking a highly skilled Compliance Assurance Specialist to join its team. As a key member of the Compliance department, you will be responsible for leading and/or delivering a comprehensive risk-based assurance programme across the bank and securities business activities of MUFG Americas.Key ResponsibilitiesLeading, managing,...

We are seeking a Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Compliance Specialist, you will play a key role in ensuring that our firm meets all regulatory requirements and maintains a strong compliance culture.The ideal candidate will have strong analytical skills, an eye for detail, and a drive to embrace greater responsibilities. You...

About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for identifying and mitigating compliance risks across the firm.Key Responsibilities:Act as a key point of contact for compliance queries, ensuring all regulatory...

Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

At Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...

Sanctuary Personnel Ltd, a leading recruitment agency, is seeking a Quality Assurance and Compliance Specialist to join their team on a permanent basis.The successful candidate will be responsible for delivering a programme of Quality Assurance to commissioned service providers, ensuring due diligence checks are conducted and reports are written as...

Job Summary: We are seeking a highly skilled Compliance Assurance Specialist to join our team at Sky. As a key member of our Risk and Compliance department, you will be responsible for designing and delivering risk-based assurance activities across Sky Protect. Your primary goal will be to ensure that our business operates within the law and regulations that...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

Job Role: Data Protection Risk Assurance SpecialistYour new company is a Public Sector Client supporting businesses to invest, grow and export.Job Responsibilities:Perform major assurance tasks in the department.Conduct complex/high-profile Data Protection Impact Assessments (DPIAs), engaging effectively with project leaders and key stakeholders to identify...

About the RoleWe are seeking a highly skilled Compliance and Quality Assurance Specialist to join our team at ENGINEERINGUK. As an experienced professional in this field, you will play a crucial role in ensuring the highest standards of quality and compliance across our products.The ideal candidate will have a strong background in quality assurance,...

Job OverviewWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring that our firm operates in accordance with all relevant laws and regulations.Your primary responsibilities will include:Providing expert advice on...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionAt Allwyn Lottery Solutions, we are seeking a highly skilled Compliance Assurance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring the effectiveness of our control assurance program.Key Responsibilities:Support the development and implementation of our IT Risk Management Framework...