Compliance Officer Legal

4 weeks ago

Cheltenham, Gloucestershire, United Kingdom Brave Human Capital Group Ltd Full time
Compliance Executive Opportunity

We are seeking a detail-oriented Compliance Executive to join our team at Brave Human Capital Group Ltd. As a Compliance Executive, you will play a crucial role in ensuring our regulatory obligations are met and supporting the day-to-day administration of our compliance function.

Key Responsibilities:
  • Assist with implementing and conducting Know Your Customer (KYC) checks to prevent money laundering.
  • Complete file reviews and compliance checks, reporting results to the Compliance Officer.
  • Maintain and update our compliance policies to ensure they are effective and up-to-date.
  • Organize and deliver online Compliance training to our team.
  • Record compliance activities, including KYC, conflict checks, and AML funding checks, to ensure audit readiness.
  • Manage our Firm's Portals, including Lender Panels, HMCTS, and Land Registry, under the supervision of the Compliance Officer.
  • Perform ad-hoc compliance research tasks and other duties as requested by the Compliance Team.
Requirements:
  • Previous experience in a compliance role in the legal sector is desirable.
  • Strong knowledge of MS Office, including Word, Excel, and Outlook.

We offer a range of benefits, including subsidised gym membership, parking, and travel, as well as a modern office environment and opportunities for personal development.

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