Compliance Officer

3 weeks ago

Cheltenham, Gloucestershire, United Kingdom Brave Human Capital Group Full time
Compliance Executive Job Description

We are seeking a detail-oriented Compliance Executive to join our team at Brave Human Capital Group. The successful candidate will work closely with our Compliance Officer to ensure robust compliance with regulatory obligations and support the day-to-day administration of the compliance function.

Key Responsibilities:
  • Assist with implementing and conducting Know Your Customer (KYC) checks to prevent money laundering.
  • Complete file reviews and other compliance checks, reporting results to the Compliance Officer.
  • Maintain and implement compliance policies, ensuring they are up-to-date and effective.
  • Organize and assist with online Compliance training for staff.
  • Stay up-to-date with changes in money laundering regulations and firm procedures.
  • Maintain accurate records of compliance activities, including KYC, conflict checks, and AML funding checks.
  • Assist with audits, requesting documents from fee earners as needed.
  • Perform ad-hoc compliance research tasks and other duties as requested by the Compliance Team.
Requirements:
  • Previous experience in a compliance role in the legal sector is desirable.
  • Strong knowledge of MS Office, including Word, Excel, and Outlook.
  • Confidence in communicating with people at all levels with a high level of professionalism and confidentiality.
  • A proven ability to meet deadlines and prioritize work while maintaining accuracy and focus.
  • Strong problem-solving skills with an analytical approach.
  • Examples of initiative and ability to work well within a team environment.
  • Ability to research independently and take on additional responsibilities as needed.

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