Compliance and Risk Officer

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...

Role Overview:We are seeking a highly skilled Junior AML & Conflicts Analyst to join our team at AJ FOX COMPLIANCE in London. This role offers a unique opportunity to work with a top international law firm, supporting various business functions in anti-money laundering, general conflicts, and risk and compliance checks. The successful candidate will have the...

Are you a qualified solicitor with 5+ years PQE looking for your next challenge in regulatory compliance?A forward-thinking AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Lawyer to join their team in London.The ideal candidate has background experience in law firm regulation, complaints handling or commercial...

Job DescriptionWe are seeking a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance to join our team as a remote Compliance Officer at AJ Fox Compliance.In this role, you will be responsible for handling a broad range of compliance, conflicts, and AML issues, including the opportunity to handle escalations from...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

Job TitleA Compliance Risk Specialist is sought by AJ FOX COMPLIANCE to join their legal team in London.Conduct thorough client due diligence, reviewing materials and advising on necessary information for risk assessment purposes.Perform detailed risk assessments at client onboarding and updates to determine potential money laundering risks.Utilize external...

Key ResponsibilitiesThe Compliance and Risk Manager will be responsible for managing a portfolio of work to complete all required due diligence checks in a timely and efficient manner. This includes conducting CDD checks on clients and counterparties transactions in compliance with HMRC AML guidance for the Estate Agency Businesses.The ideal candidate will...

We are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

At AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...

At Compliance Professionals, we are seeking a highly skilled and experienced Compliance Risk Manager to join our team. This is an exciting opportunity for a seasoned professional to lead the onboarding of wealth management clients and ensure compliance with regulatory standards.About the RoleThis role involves leading a First Line team responsible for...

We are seeking a Risk and Compliance Specialist to join our team at Compliance Professionals. As a key member of our team, you will play a critical role in ensuring that our operations are compliant with regulatory requirements.About the RoleAnnual Compliance Programme Delivery: Collaborate with colleagues to review policies and procedures, identify areas...

Job SummaryAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to join its team.This role involves leading the compliance function, developing and implementing risk management strategies, and ensuring compliance with regulatory requirements.You will also be responsible for supervising file review systems and managing corrective...