Compliance and Regulatory Risk Manager

4 weeks ago

Edinburgh, Edinburgh, United Kingdom abrdn plc Full time
Job Title: Regulatory Compliance and Risk Management Professional

About the Role

The Regulatory Compliance and Risk Management Professional will be responsible for ensuring that all activities comply with regulatory requirements, including financial crime, anti-money laundering, anti-bribery and corruption, data privacy, and sanctions.

Key Responsibilities

  • Deliver programmes of reviews of regulatory compliance and control in various aspects of abrdn's business functions and recommend actions for improvement.
  • Support the ongoing evolution of review methodologies, including the use of technology and data to build insight about the business' compliance and control standards.
  • Liaise with the Risk & Compliance Business Partnering Teams regarding emerging themes and review findings to incorporate these into the advice provided to the business.
  • Provide input into the development and documentation of the M&O Plan using a defined and robust risk-based methodology.

Candidate Requirements

  • Experience of undertaking compliance monitoring reviews to a high level of quality and consistency within a demanding environment.
  • Extensive risk management and regulatory compliance knowledge within the asset management industry, including a good understanding of UK, EU, and other international regulatory requirements.
  • Experience of developing monitoring and oversight methodology to ensure reviews are undertaken to an agreed standard to meet industry best practice.
  • Knowledge of current and emerging regulatory compliance 'hot topics' and market trends, methods, and tools in respect of monitoring & oversight.

Our Benefits

We offer a range of benefits, including 40 days' annual leave, a 16% employer pension contribution, a discretionary performance-based bonus (where applicable), private healthcare, and a range of flexible benefits - including gym discounts, season ticket loans and access to an employee discount portal.

Our Business

Enabling our clients to be better investors drives everything we do. Our business is structured around three distinct areas - our vectors of growth - focused on our clients' changing needs.

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