Financial Oversight Specialist

We are seeking a highly skilled Financial Planning Oversight Specialist to join our Supervision and Competency Oversight team.Your primary responsibility will be to provide regulatory supervision over our financial planning population, ensuring their adherence to the firm's Training and Competency scheme and the overarching control environment.This role...

**Consumer Protection Oversight Specialist** **Glasgow** As a Barclays Consumer Protection Oversight Specialist, you will be helping the team provide oversight of Barclays identification and mitigation of Consumer Protection risk. In particular, you will assist in Compliance through ideation and delivery, of a data led approach to oversight which will...

About the RoleWe are seeking a highly skilled Compliance Oversight Specialist to join our team at CV-Library in Glasgow, Scotland.Job SummaryThis role involves ensuring the effectiveness of our oversight framework for IT and strategic development teams. You will be responsible for mapping and testing controls for key IT processes and developments while...

Job Title: Fund Oversight Specialist Location: GlasgowSalary: Up to £47,000 About the Role We are looking for a detail-oriented Fund Oversight Specialist to support fund assessment and valuation, ensuring compliance with FCA-driven criteria. This role is integral to overseeing fund performance across multiple dimensions and delivering high-quality...

About the JobThis is an exciting opportunity to play a key part in shaping the future of our business, bringing new ideas and challenges to our Supervision and Competency Oversight team.Responsibilities:Support new and existing Financial Planners, overseeing operational financial planner activity from a competency and advice standards perspective to manage...

Conrad Consulting Ltd is seeking a highly skilled Construction Oversight Specialist to oversee the delivery of a new build student accommodation project in Glasgow.Key Responsibilities:The successful candidate will be responsible for ensuring the project is delivered on time, within budget, and to the required quality standards.Lead and manage the oversight...

Role OverviewWe are seeking a skilled Financial Operations Manager to join our team at Red - Specialist Recruitment. As a key member of our organization, you will play a vital role in ensuring the financial health and sustainability of our charity by managing and overseeing all aspects of its financial operations.The successful candidate will be responsible...

ResponsibilitiesAs a Training and Competency Lead at IDEX Consulting Ltd, you will play a key role in shaping the future of our business. Your responsibilities will include providing regulatory supervision over our financial planning population and their adherence to the firm's Training and Competency scheme and the overarching control environment. You will...

**Compliance Oversight Officer - Product** **Glasgow** As a Barclays Compliance Oversight Officer - Product, you will provide oversight, advice and guidance to Barclays UK which consists of Retail Product, Business Banking, Customer Strategy, Technology, Operations and Financial Crime. This is an opportunity to also provide specialist knowledge in products...

About the Role:">We are seeking an experienced compliance professional to join our client's team as the Regulatory Reporting & Oversight Manager.In this role, you will be responsible for overseeing regulatory reporting processes to ensure accuracy and compliance, developing and implementing policies and procedures related to regulatory reporting, and...

About the RoleWe are seeking an experienced Regulatory Supervision Expert to join our Supervision and Competency Oversight team. As a key member of the team, you will provide regulatory supervision over our financial planning population and their adherence to our Training and Competency scheme and the overarching control environment.Responsibilities:Form...

**Securities Oversight Manager** **Glasgow** As a Barclays Securities Oversight Manager, your role will be part of the SSAS Retained Operations Oversight Team which is a global team responsible for a number of elements of the strategic partnership between the Bank and our third party provider. Your team provides oversight and governance of the processing...

**KYC Process and Control Oversight** **Glasgow** As a Barclays Know Your Customer (KYC) Process and Control Oversight (PCO) Manager, you will support the KYC PCO Team in driving improvements in the Banks onboarding, ongoing review, AML Screening and FC exits processes and controls through oversight of global thematic initiatives. This will include...

Regulatory Reporting & Oversight Manager">We are seeking an experienced compliance professional to lead a high-performing team and drive key compliance initiatives in a dynamic and rapidly changing environment.">This role involves managing the Oversight Analysts team and ensuring that all regulatory reporting is accurate and timely.">About the Role">Develop...

About the RoleAs a Financial Planning Specialist with Quilter Financial Advisers, your primary goal is to empower clients in making informed financial decisions that align with their goals. This involves crafting tailored financial plans to ensure they meet their objectives.Your responsibilities will include advising clients on current financial matters,...

Fund Oversight - Compliance **What will you be doing?** To perform the daily duties, checking and general processing of all ACD, AFM and Fund Oversight functions, in a timely and accurate basis, whilst ensuring compliance with regulatory requirements. **Your responsibilities will include**: - Ensure that all tasks are completed to a high standard and that...

**Consumer Protection Oversight Lead** **Glasgow** As a Barclays Consumer Protection Oversight Lead, you will be accountable for providing proactive oversight of Barclays identification and mitigation of Consumer Protection risk. You will also be supporting Compliance, ensuring the businesses are implementing appropriate measures to mitigate the risk of...

Job OverviewWe are looking for a highly skilled Financial Reconciliation Specialist to join our team in Glasgow. As a key member of the Finance team, you will be responsible for the approval and accurate recording of reconciliations on the Blackline system, providing analysis and commentary on any open items and liaising with Offshore team members and...

Quilter Financial Advisers is a UK-based advisory business dedicated to providing expert financial planning services. Our team of experienced advisers works closely with clients to understand their unique needs and goals, offering tailored solutions to help them achieve financial stability.We pride ourselves on delivering exceptional service, ensuring that...

Job TitleERP Financial SpecialistAbout the RoleWe are seeking an experienced ERP Financial Specialist to join our client's team. The successful candidate will play a key role in ensuring the smooth implementation of the ERP system, with a focus on financial processes.Key ResponsibilitiesCollaborate closely with the ERP implementation team to ensure seamless...