Business Oversight Compliance

**Compliance Risk Oversight Laws, Rules, and Regulations Mapping** **Glasgow** As a Barclays Compliance Risk Oversight Laws, Rules, and Regulations Mapping, you will have an exciting opportunity to support the Head of Compliance Risk Oversight with testing and overseeing the mapping of laws, rules, and regulations in line with Policies and Standards. This...

**Consumer Protection Oversight Specialist** **Glasgow** As a Barclays Consumer Protection Oversight Specialist, you will be helping the team provide oversight of Barclays identification and mitigation of Consumer Protection risk. In particular, you will assist in Compliance through ideation and delivery, of a data led approach to oversight which will...

**Consumer Protection Oversight Lead** **Glasgow** As a Barclays Consumer Protection Oversight Lead, you will be accountable for providing proactive oversight of Barclays identification and mitigation of Consumer Protection risk. You will also be supporting Compliance, ensuring the businesses are implementing appropriate measures to mitigate the risk of...

Are you a results oriented individual keen to deliver our strategic objectives for decommissioning? Do you enjoy working in a collaborative stakeholder environment and building and motivating a high performing team? Do you have a strong commercial focus and adapt to change by problem solving and bringing new innovative solutions to the table? If so, we are...

**Asset Servicing Oversight Analyst** **Glasgow** As a Barclays Asset Servicing Oversight Analyst, you will be providing Oversight of the third party vendors across all Asset Servicing function. Moreover, creating and maintaining excellent stakeholder relationships as well as ensuring that all activities and duties are carried out in full compliance with...

**Laws, Rules, and Regulations Oversight Assurance Senior Manager** **Glasgow** As a Barclays Compliance Laws, Rules, and Regulations Oversight Assurance Senior Manager, you will have an exciting opportunity to be responsible for supporting the Head of Compliance Risk Oversight to provide an assurance capability over the newly implemented LRR Risk...

**Role Title**:LRR Risk Assurance** **Location**:Glasgow** **What will you be doing** About LRR Risk Oversight The LRR Risk Oversight Team is responsible for providing second line of defence oversight of the Laws, Rules and Regulation (“LRR”) Risk framework. by ensuring the correct implementation of the Laws, Rules and Regulations Risk Management...

Job OverviewThe role involves providing essential support to Evelyn Partners in overseeing its ACD-only Fund Sponsors and Delegate Service Partners. The primary focus is to monitor the performance of delegates' Transfer Agency services and assist in the oversight of Portfolio Valuation (NAV Production) and Financial Reporting services, ensuring compliance...

Job OverviewThe role involves providing essential support to Evelyn Partners in overseeing its ACD-only Fund Sponsors and Delegate Service Partners. The primary focus is to monitor the performance of delegates' Transfer Agency services and assist in the oversight of Portfolio Valuation (NAV Production) and Financial Reporting services, ensuring compliance...

Job OverviewThe primary objective of this role is to assist Evelyn Partners in overseeing its ACD-only Fund Sponsors and Delegate Service Partners. This position focuses on monitoring the effectiveness of delegates' Transfer Agency services, while also supporting the oversight of Portfolio Valuation (NAV Production) and Financial Reporting services to ensure...

Job OverviewThe primary objective of this role is to assist Evelyn Partners in overseeing its ACD-only Fund Sponsors and Delegate Service Partners. This position focuses on monitoring the effectiveness of delegates' Transfer Agency services, while also supporting the oversight of Portfolio Valuation (NAV Production) and Financial Reporting services to ensure...

Join us as a Fund Governance and Oversight Associate If you have an in-depth understanding of the financial services sector with a specific focus on investment funds, this is a great opportunity to join us We’ll look to you to support the oversight and governance of activities of our fund management company, including third party administration...

**Details**: **Reference number**: - 340165**Salary**: - £53,400- A Civil Service Pension with an average employer contribution of 27%**Job grade**: - Grade 7**Contract type**: - Permanent**Business area**: - CO - Government Security Group**Type of role**: - Strategy**Working pattern**: - Flexible working, Full-time, Job share, Part-time**Number of...

Job DescriptionJob PurposeTo support EPFL’s oversight of its ACD-only Fund Sponsors and Delegate Service Partners (delegates). To primarily monitor the performance of delegates’ Transfer Agency services, and support oversight of Portfolio Valuation (NAV Production) and Financial Reporting services, to ensure they perform within all relevant laws,...

Regional Compliance Manager45k Plus car and great benefits.Covering Midlands and South.My client is a specialist provider of vehicle finance, rental and insurance products and they are looking for a Regional Compliance Manager to come onboard to cover the Midlands/ South of the UK. The Regional Compliance Manager will be responsible for performing compliance...

**The Role**: The purpose of this role is to provide independent challenge, oversight and practical guidance to business areas with regards to the operation of its financial services products. You will sit in with financial services compliance team, and play a key role in the delivery of the monitoring plan and wider compliance programme. This will include...

**Compliance Assurance** **Glasgow** As a Barclays Compliance Assurance, you will support Compliance in achieving its mission, purpose and objectives by providing an assurance capability to meet the demands of a world class Compliance function. Undertaking assurance reviews you will use your expertise to assess and report on Conduct and/or Reputational Risk...

**Company Description**: Evelyn Partners is the UK’s leading integrated wealth management and professional services group, with over 186 years of experience in helping generations of people and businesses to thrive. We offer an extensive range of financial and professional services to individuals, family trusts, professional intermediaries, charities and...

**Position: Full Time / Permanent** **ROLE OF DEPARTMENT** To develop and maintain governance, risk and compliance solutions for Wealth Management **JOB PURPOSE** Management and oversight of the Compliance Team. To hold the SMF 16 role, and if already has experience, then the SMF17 as well. **KEY RESPONSIBILITIES** - Ensuring the business complies with...

Compliance and Training Manager OpportunityAn exceptional chance has arisen for a seasoned compliance, training, and competency professional to take on a leadership role within our client's management team. This position offers a unique blend of home and office working, allowing for flexibility and work-life balance.The successful candidate will be...