Compliance and Risk Management Lead

2 weeks ago


London, Greater London, United Kingdom SaccoMann Full time

SaccoMann, a leading law firm in East Yorkshire, is seeking a highly experienced Head of Compliance and Risk to join their team. This is an excellent opportunity for someone with a strong background in legal risk management to take on a challenging role and contribute to the firm's continued success.

Job Description

This position involves managing all aspects of legal risk and compliance, including Anti-Money Laundering (AML), conflicts of interest, engagement letter reviews, auditing, file management, risk registers, GDPR compliance, accreditation renewals, Lexcel and CQS preparation, complaint handling, and SRA standards enforcement.

The successful candidate will work independently but be part of a supportive team that includes heads of department, HR, and finance. Both solicitor and non-solicitor experts are considered for this role, but it is essential to have prior experience in law firm risk management. A solid number of years of experience is required due to the seniority of this position.

Requirements and Qualifications
  • Strong background in legal risk management
  • Proven experience in managing AML, conflicts of interest, and other risk-related areas
  • Excellent communication and leadership skills
  • Able to work independently and as part of a team
Benefits

SaccoMann offers a competitive salary package, including a base salary of £65,000 - £80,000 per annum, depending on experience. The firm also provides a hybrid working arrangement, allowing employees to work from home 3-4 days a week, with flexibility to adjust as needed.


  • Risk Governance

    4 weeks ago


    London, Greater London, United Kingdom Risk & Compliance Platform Full time

    About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...


  • London, Greater London, United Kingdom Risk & Compliance Platform Full time

    Job OverviewWe are seeking an experienced professional to lead our Process Governance & Standards Compliance Team at the Risk & Compliance Platform. As a Process Governance & Standards Compliance Lead, you will be responsible for ensuring effective planning and execution of the QHSSE Internal Audit Programme, liaising with internal compliance functions and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About AJ FOX COMPLIANCEAJ FOX COMPLIANCE is seeking a skilled Senior Compliance Executive to oversee our risk management strategy and ensure the highest ethical standards are maintained. As a key member of our team, you will collaborate with senior leadership to drive meaningful change and guarantee compliance with relevant legal, regulatory, and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Compliance Risk ManagerWe are seeking an experienced Compliance Risk Manager to lead our risk and compliance team in London.This is a great opportunity for a compliance professional with expertise in financial crime prevention, client onboarding, and team leadership.Manage CDD checks across various clientsLead conflict-checking processes and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Compliance Risk ManagerWe are seeking an experienced Compliance Risk Manager to lead our risk and compliance team in London.This is a great opportunity for a compliance professional with expertise in financial crime prevention, client onboarding, and team leadership.Manage CDD checks across various clientsLead conflict-checking processes and...


  • London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    A leading Audit firm is looking for an experienced Compliance Risk Manager to join their Risk team in London. As a key member of the team, you will play a critical role in ensuring the firm's compliance with regulatory requirements.The successful candidate will have 2-4 years of experience in risk, compliance, control, or audit functions and 1+ year of...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance ManagerWe are seeking a seasoned Compliance Manager to lead our risk and compliance team at AJ Fox Compliance. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will be responsible for overseeing the client onboarding...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the Role:The AJ FOX COMPLIANCE team invites applications from experienced professionals for the position of Senior Financial Crime Manager. This challenging role offers an unparalleled opportunity to shape best practices within a leading international law firm.Responsibilities:Provide expert advice on financial crime and AML issues to ensure seamless...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description: Compliance Risk DirectorWe are seeking an experienced Compliance Risk Director to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    At AJ FOX COMPLIANCE, we're seeking a seasoned compliance professional to drive our risk management initiatives forward. As our Senior Governance Advisor, you'll collaborate closely with our leadership team to embed a strong compliance culture, providing expert guidance on regulatory and risk issues. Your expertise will be invaluable in ensuring our firm...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE seeks a proactive Senior Governance Executive to lead its compliance function.This role involves overseeing and regularly updating policies and procedures according to up-to-date compliance legislation.The ideal candidate will have a passion for risk management, sharp analytical skills, and the ability to identify and mitigate...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryAs a seasoned Compliance Risk Manager at Compliance Professionals, you will oversee the management of global regulatory relationships and drive their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal candidate will have demonstrated...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Company OverviewAJ Fox Compliance is a leading international law firm in London, committed to delivering exceptional compliance services to clients worldwide.We are seeking a talented Senior Financial Crime Manager to join our team and contribute to shaping best practices within the firm.Job Description:Expert Advice: Offer expert advice on financial crime...