Regulatory Advisory Specialist

About the JobWe are looking for a talented Regulatory Advisory Specialist to join our team at Barings LLC. As a Regulatory Advisory Specialist, you will provide expert advice and guidance on regulatory matters to support the business.Your Key ResponsibilitiesWork proactively with Sales and Product Teams on the implementation of new regulations.Manage the...

Role OverviewWe are looking for a seasoned Regulatory Advisory Specialist to join our team at Barclay Simpson. As a key member of our retail banking team, you will play a critical role in ensuring that our clients' compliance needs are met and that they remain compliant with all relevant regulations.Your primary responsibility will be to provide expert...

About Grant Thornton UKGrant Thornton is a leading provider of audit, tax and advisory services to privately held businesses and public interest entities. Our team of experts has a deep understanding of the financial services sector and can help your business thrive in this complex landscape.Salary InformationThe estimated annual salary for this role is...

**Job Description:**We are seeking a Financial Crime Specialist to join our team at Kroll. As a key member of our Regulatory consulting team, you will work on a wide range of engagements, including financial crime, compliance risk, regulatory readiness, compliance monitoring, and regulatory reporting.Your Key Responsibilities Will Include:Working with...

We are looking for a Regulatory Advisory Consultant to join our team in London. The successful candidate will have extensive experience in trading floor-based compliance advisory and a deep understanding of MiFID 2, MAR, FCA, PRA, FX Global Code, and other regulatory rules.About the RoleThe Regulatory Advisory Consultant will be responsible for providing...

Vixio Regulatory Intelligence Job Description**About Us**Vixio Regulatory Intelligence is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what's happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic...

Job SummaryWe are partnering with a global alternative asset manager to find a Compliance Advisory Manager who will play a key role in supporting the Real Assets business by providing expert advice and ensuring regulatory compliance.About the CompanyCoopman Search and Selection is a recognized Great Place to Work that fosters professional growth and...

About the RoleWe are looking for a talented Compliance Specialist to join our experienced compliance process outsourcing team.The successful candidate will have a keen interest in regulation and compliance, with a degree and/or be a compliance practitioner with three to five years' relevant experience. They will be responsible for supporting the client...

Job Title: Regulatory Compliance SpecialistCompany Overview:Broadgate is a renowned provider of tech services, specialising in the wealth management and platform sectors globally.We are seeking an experienced Regulatory Compliance Specialist to join our 2nd Line Compliance function. The role will involve providing guidance and compliance advice to the...

Our ImpactThe Compliance Advisory team at Goldman Sachs is responsible for providing regulatory guidance to the Alternative Investments Platform. As a Regulatory Risk Specialist, you will work closely with business partners and Legal and Compliance colleagues to ensure compliance with regulatory requirements.Responsibilities include:Supporting day-to-day...

About the RoleWe are seeking a highly skilled Compliance Advisory Specialist to join our team in London. As a key member of our advisory compliance team, you will provide guidance on regulatory matters and ensure that our business operations comply with relevant laws and regulations.Key ResponsibilitiesProvide advisory compliance guidance on all applicable...

Ocorian Group is looking for a Compliance Advisory Specialist to support our clients in meeting their regulatory obligations.The successful candidate will have a strong understanding of financial regulations, including AIFMD, SMCR, MIFID II, IFPRU and the financial promotions regime under COBS 4.Key responsibilities will include:Assisting in and leading...

About the JobOptima Partners is a leading provider of regulatory compliance support to the financial services industry. We are seeking a Regulatory Affairs Specialist to join our team and contribute to the success of our clients.As a Regulatory Affairs Specialist, you will be responsible for conducting compliance reviews and advisory assessments for asset...

Job Description: Compliance and Regulatory SpecialistWe are seeking an experienced Compliance and Regulatory Specialist to join our ESG Legal team at Marsden.This is a 6-12 month FTC with potential to become permanent, working on a hybrid basis from Central London.Key duties include:Managing trade compliance and sanctionsConducting regulatory investigations...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Marex Group. As a key member of our compliance function, you will be responsible for ensuring that our business activities are conducted in accordance with relevant regulatory requirements.The successful candidate will have prior experience in compliance...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job DescriptionWe are seeking a highly motivated and experienced Solicitor to join our team as a Senior Regulatory Counsel. The successful candidate will handle a varied caseload, delivering top-notch legal advice and representation to our clients.About the RoleThe role involves representing practitioners and entities such as MPS members, insurers/insureds,...

Company OverviewHays Specialist Recruitment Limited is a leading national law firm with international reach, operating over 30 offices worldwide. We offer a range of services across eight key sectors, including legal services, legal operations, and business services.Job DescriptionWe are seeking a skilled and driven Solicitor with a background in inquests,...

Are you a skilled compliance professional looking for a challenging role in the financial services industry? We are seeking an experienced Compliance and Regulatory Specialist to join our team at Access Appointments Consultancy Limited.This is a unique opportunity to work on high-profile projects, develop your expertise in compliance and regulatory matters,...

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...