Regulatory Risk Compliance Expert

4 weeks ago

London, Greater London, United Kingdom Tide Platform Limited Full time
About the Role

We are seeking a highly skilled Regulatory Risk & Compliance Specialist to join our team at Tide Platform Limited. This is a home-based role, offering flexibility and work-life balance.

As a key member of our Compliance Team, you will play a vital role in ensuring Tide complies with evolving regulatory requirements set by the FCA and other regulators. Your primary responsibility will be to identify, assess, and mitigate regulatory risks, while ensuring that Tide's compliance frameworks are embedded across the business.

You will work closely with teams across the organisation, including Product, Member Operations, Payments, Marketing, Legal, and Finance, to provide expert advice on regulatory developments, lead compliance initiatives, and integrate regulatory requirements into our day-to-day operations.

Key Responsibilities
  • Assisting in executing the compliance monitoring plan, responsible for monitoring and actions or engaging others where necessary.
  • Researching regulations and regulatory changes, helping assess their impact on Tide.
  • Working with business areas to prepare regulatory reports and respond to regulatory requests for information, including oversight checks.
  • Collaborating with business areas to research regulatory requirements in support of product or service development.
  • Maintaining policies across the business, tracking refreshers as required.
  • Supporting the Head of Compliance and the Regulatory Risk & Compliance Manager.
  • Participating in and driving meetings of the working group responsible for Regulatory Risk & Compliance.
  • Coordinating risk and compliance-related training.
  • Tracking regulatory deadlines, filing submissions, maintaining a log of contact with regulators, and preparing for regulatory meetings and visits.
  • Interacting directly with other teams to monitor internal requests and demands.
Requirements
  • A minimum of 5 years' experience in a Compliance/Risk role at a senior level.
  • Familiarity with FCA, PSR, EMI, or Payments regulations such as the FCA handbook (e.g., BCOBS, SYSC, PRIN), Safeguarding, and SMCR regulations, Open Banking regulations, UK Payment Service Regulations 2017, the Payment Services Directive 2 (PSD2), and OBIE/EBA Guidelines.
  • Experience with FCA interaction, addressing FCA responses, supporting the business on regulatory notifications and enquiries, both ad hoc and thematic reviews.
  • Experience performing an oversight position, monitoring KRIs obtained from the business, and providing Compliance Advisory to business teams in new initiatives and products.
  • Prior experience working in a Banking, FinTech, Payments/E-money Firms, or Consultancy organisation.
  • Exceptional organisational skills with a proven ability to handle multiple projects simultaneously.
Benefits
  • A competitive salary (£65,000 - £80,000 per annum)
  • 25 days holiday with the option to take 5 extra days of unpaid leave per year
  • 3 days paid volunteering or L&D time off per year
  • Personal L&D budget of £1,000 per year
  • Group Life Insurance, Vitality Health and Dental Insurance
  • Spacious brand-new office by Old Street station with an all-day snacks bar
  • Enhanced family-friendly leave
  • Access to a global mental wellbeing platform with 1:1 video therapy sessions and unlimited chat therapy sessions
  • Work from home budget
  • Team socials - virtual and physical events
  • Sabbatical leave

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