Regulatory Quality Assurance Lead
6 days ago
Role Summary
">As a Compliance Auditor at Sacco Mann, you will play a vital role in maintaining our high standards of quality and compliance. We offer a competitive salary, excellent benefits, and opportunities for growth and development in a supportive and collaborative environment.
">Responsibilities
">The successful candidate will be responsible for:
">- Leading Quality Assessments: Coordinate and conduct monthly quality assessments for fee earners across various legal departments, ensuring adherence to regulatory requirements.
- Evaluating Risks: Conduct thorough risk evaluations and provide detailed reports on potential issues, highlighting areas for improvement.
- Quality Log Development: Develop and maintain a comprehensive quality log for audits, analyzing key trends and informing quality processes.
- Data Analysis: Analyze historical data to enhance quality processes and drive continuous improvement, contributing to the firm's success.
- Performance Oversight: Oversee firm-wide performance from a quality assurance standpoint, ensuring compliance with regulatory requirements.
- Support for External Audits: Assist the Head of Compliance in preparing for external audits and compliance reviews, demonstrating expertise and professionalism.
Benefits and Compensation Package
">A competitive salary of £55,000 - £70,000 per annum, depending on experience, an extensive benefits package, hybrid working, genuine career progression opportunities, and ongoing training and development.
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