Regulatory Compliance Professional
3 days ago
About the Role
We are seeking a highly skilled Regulatory Compliance Professional to join our Compliance department. This exciting opportunity will enable you to drive compliance excellence in a dynamic environment, supporting the business in meeting regulatory standards.
The Compliance department is a trusted partner for our business, providing pragmatic advice, support, and challenge to ensure we meet our objectives.
As a Regulatory Compliance Professional, you will support the delivery of compliance frameworks and continuous improvement in the quality of first-line controls.
Key Responsibilities
- Advising the business on regulatory requirements.
- Creating and delivering regulatory compliance training sessions to a range of stakeholders.
- Horizon-scanning to identify and assess emerging regulatory changes that impact our long-term decision-making.
- Supporting the implementation of regulatory change, conducting gap analyses, and developing project plans.
- Supporting the development and implementation of the Senior Managers and Certification Regime and Financial Crime frameworks.
- Authoring policies and processes covered by the compliance frameworks, ensuring they remain relevant to our business size and complexity.
- Supporting the production of compliance reporting and Management Information to relevant committees.
- Promoting a proactive approach to identifying, assessing, and managing regulatory risks and incidents.
About You
We are looking for candidates with previous experience in delivering compliance support in a financial services environment. You should have knowledge and understanding of relevant financial services regulation and legislation.
You will be an analytical and research-skilled individual who can interpret rules and guidance, supporting the business in understanding the spirit of regulation.
A passion for supporting the business in achieving its goals is essential.
Salary Range: £45,000 - £60,000 per annum, depending on experience.
About ARAG UK
ARAG UK has been helping businesses and individuals access justice for over 40 years. Our founding principle is to enable everyone to assert their legal rights, regardless of affordability.
We have thousands of businesses and individuals defending or pursuing legal action each year, safe in the knowledge that ARAG is paying their legal bills.
We pride ourselves on having an open, inclusive, and high-energy culture that encourages a fun working environment and prioritizes our customers' needs.
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