Regulatory Compliance Specialist
2 days ago
At QED Legal, we are seeking a highly skilled Regulatory Compliance Specialist to join our Management Team. This is an exciting opportunity to play a critical role in ensuring our firm's adherence to all regulatory obligations and contributing to our risk management strategy.
The successful candidate will support the Head of Compliance in various strategic and operational responsibilities, including monitoring regulatory developments, managing risks, and upholding compliance with SRA, Lexcel, and other standards. You will also provide support across key compliance areas, such as AML, data protection, and complaints management.
Key Responsibilities:- Stay informed of changes in legal and regulatory standards to ensure ongoing compliance.
- Manage the auditing of case files and related follow-ups to ensure quality and adherence to procedures.
- Oversee compliance with professional accreditations and regulatory requirements.
- Draft and update firm-wide policies, procedures, and internal guidance documents.
- Assist with complaint investigations and responses.
- Collaborate with internal teams to deliver compliance training and onboarding sessions.
- Support the MLRO and DPO with reporting, monitoring, and risk assessments in their areas of responsibility.
- Professional legal qualifications (Solicitor, FCILEx, or equivalent) with experience managing regulatory functions.
- Proven track record in risk and compliance management within a regulated industry.
- Strong understanding of anti-money laundering, data protection, and professional conduct standards.
- High proficiency with legal software and case management tools.
We offer a competitive salary of £50,000+ per annum, 25 days holiday + Bank Holidays, bonus opportunities, and comprehensive employee wellbeing programs. If you are a motivated and experienced professional looking for a new challenge, please apply.
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