Compliance Risk Management Specialist

4 weeks ago


Birmingham, Birmingham, United Kingdom Goldman Sachs Group, Inc. Full time

Our division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We help strengthen the firm's culture of compliance by implementing an enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, we assess the firm's compliance, regulatory, and reputational risk; monitor for compliance with new or amended laws, rules, and regulations; design and implement controls, policies, procedures, and training; conduct independent testing; investigate, surveil, and monitor for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits, and inquiries.

Key Responsibilities
  • Assist management and coordination of the team's day-to-day reference data screening process, ensuring smooth, prompt, and accurate execution.
  • Conduct reviews of sanctions alerts that result from the firm's transaction and reference data sanctions screening processes.
  • Liaise with business, operations, and technology divisions to collect information relevant to potential sanctions concerns and provide sanctions-related advice to internal constituencies.
  • Assist in the development and enhancement of sanctions-related policies and procedures documents across the firm's lines of business.
  • Enhance and deliver sanctions training to Goldman Sachs employees.

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: Disability Statement.

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity.



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