Compliance Advisory Expert

1 week ago


London, Greater London, United Kingdom FincSelect Full time
About the Role

London-based FincSelect is seeking a skilled Head of Compliance Advisory to cover a 12-month maternity leave. This is an excellent opportunity for professionals with experience in traditional and alternative asset management.

The ideal candidate will have extensive knowledge of regulatory topics, including Market Abuse, Client Money, Best Execution, Cost and Charges, and Transaction reporting. Additionally, they should possess sound people management skills and be able to oversee a team of five.

Salary: £90,000 - £110,000 per annum

This role offers a unique chance to work with a global asset management firm, advising on complex regulatory matters. If you are a seasoned compliance professional looking to take on new challenges, please read on to learn more about this exciting opportunity.

Key Responsibilities:

  • Advise on regulatory topics such as Market Abuse, Client Money, Best Execution, Cost and Charges, and Transaction reporting
  • Oversee a team of five professionals, providing guidance and support
  • Maintain strong relationships with stakeholders, ensuring effective communication

Requirements:

  • Extensive knowledge of investment strategies, including fixed income, equities, multi-asset, and alternatives
  • Sound understanding of Conduct, Market Abuse, CASS, Best Execution, Cost and Charges, and ESG regulations
  • Proven people management skills, with experience leading high-performing teams


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