Financial Governance Lead

14 hours ago


London, Greater London, United Kingdom Black Swan Group Full time

Black Swan Group Seeks Financial Governance Lead

We are seeking an experienced Financial Governance Lead to join our team in London. As a Financial Governance Lead, you will be responsible for ensuring that our firm's financial governance is effective and compliant.

Key Responsibilities:

  • Stay informed about relevant financial regulations and guidelines.
  • Conduct regular thematic reviews and testing.
  • Develop and maintain financial governance policies and procedures.
  • Prepare and submit regulatory filings on time.
  • Evaluate financial promotions and marketing materials for compliance.
  • Support portfolio administration and dealing activities.
  • Manage general enquiries and provide guidance.
  • Deliver financial governance training to colleagues.
  • Oversee client onboarding processes (AML and KYC).
  • Pursue ad hoc project work as required.

Requirements:

  • Bachelor's degree in Finance, Economics, Law, or a related field.
  • At least 2 years of experience in a financial governance role with an alternative investment firm.
  • Strong knowledge of UK financial regulations and industry best practices.
  • Excellent analytical and problem-solving skills with attention to detail.
  • Ability to communicate complex issues clearly to diverse stakeholders.

Salary: £58,000 - £72,000 per annum, depending on your experience. This salary reflects the value we place on finding the right person for this role.



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