Regulatory Operations Manager
1 day ago
We are looking for a Regulatory Operations Manager to lead our compliance team. As a key member of the regulatory operations department, you will be responsible for ensuring that our Business operates in compliance with all relevant jurisdictional regulations.
You will report to the Deputy Head of Compliance and play a key role in ensuring that our Business is compliant with its regulatory responsibilities, specifically focusing on local regulations within jurisdictions that our Business operates and wider Business opportunities within emerging markets.
This role requires a strong management background and experience working within technology, with the ability to assist our Business in ensuring compliance with all relevant jurisdictional regulations.
The estimated salary for this position is £60,000 - £75,000 per annum, depending on experience.
Main Responsibilities:
- Managing a team of analysts and team leaders by allocating work, conducting one-to-ones, team meetings and coaching.
- Assessing the impact of Business projects and changes against compliance requirements.
- Providing internal consultancy to internal departments on regulatory matters.
- Liaising with key stakeholders to ensure regulations within each of the jurisdictions are complied with.
- Developing a firm understanding of the relevant regulations to which our Business must adhere to.
- Identifying and provisioning appropriate regulatory training and knowledge transfer into every area of the Business as required.
- Communicating with regulatory bodies as necessary.
- Taking an active role in the project process to ensure that regulatory points and matters are considered upfront and throughout the project lifecycle.
- Identifying any nonconformity and escalating where appropriate.
- Deputising for management where required.
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