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Compliance Officer
2 months ago
Job Summary:
We are seeking an experienced Compliance professional to join our team at Broadgate as a Compliance Manager. This is a challenging and integral position in the Risk & Compliance function, where you will play a key role in ensuring our business operations are in line with regulatory requirements.
Main Responsibilities:
- Regulatory Reporting: You will be responsible for understanding and working with relevant stakeholders to coordinate producing regulatory reports, ensuring timely and accurate submissions.
- Consumer Duty: You will advise and complete thematic-based reviews and/or audits, ensuring our business meets the required standards.
- Regulatory Knowledge: You will have in-depth knowledge of MCOB regulations and ideally a specialist lender background, with the ability to apply this knowledge to our business operations.
Requirements:
- Regulatory Expertise: You will have a strong understanding of regulatory requirements and the ability to apply this knowledge to our business operations.
- Communication Skills: You will have excellent communication skills, with the ability to work effectively with stakeholders at all levels.
- Problem-Solving Skills: You will have strong problem-solving skills, with the ability to analyze complex issues and develop effective solutions.
About Us:
Broadgate is a family-owned business with a strong reputation in the mortgages sector. We are committed to providing a challenging and rewarding work environment for our employees, with opportunities for growth and development.