Current jobs related to Risk and Compliance Specialist - Birmingham, Birmingham - Robert Walters


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a skilled Risk and Compliance Expert to join our dynamic AJ FOX COMPLIANCE team in Birmingham. In this role, you will work closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Responsibilities:Liaise with stakeholders regarding risk-related issues.Assist senior staff with strategic and operational issues...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE.This role will involve working closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Some key responsibilities include:Liaising with stakeholders regarding risk-related issuesAssisting senior staff with strategic and...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryWe are seeking a highly skilled and experienced Contract Lawyer to join our dynamic team at AJ FOX COMPLIANCE. As a key member of our risk and compliance team, you will play a crucial role in ensuring firm-wide compliance and providing expert advice on risk-related issues.Key Responsibilities:Liaise with stakeholders regarding risk-related issues...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    At AJ FOX COMPLIANCE, we are seeking a Compliance Risk Manager to oversee our risk and compliance management strategies and programs. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and a good working knowledge of relevant laws, regulations, and codes of conduct.The main responsibilities of this...

  • Compliance Manager

    3 weeks ago


    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to join their team in Birmingham. The successful candidate will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Senior Risk and Compliance LawyerAbout the Role: We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE.Key Responsibilities:* Liaise with stakeholders regarding risk-related issues* Assist senior staff with strategic and operational issues (e.g. root cause analysis investigations and...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring the firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...


  • Birmingham, Birmingham, United Kingdom Molo Full time

    About the RoleMolo is a fintech company disrupting the mortgage industry. We've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform. Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services. With a tech-first...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title:Compliance Risk Assessment SpecialistLocation:BirminghamCorporate Title:Assistant Vice PresidentDeutsche Bank is seeking a highly skilled Compliance Risk Assessment Specialist to join our Compliance Risk Management Office (CRMO). As a key member of the team, you will be responsible for supporting the facilitation and execution of compliance risk...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title:Compliance Risk Assessment SpecialistLocation:BirminghamCorporate Title:Assistant Vice PresidentDeutsche Bank is seeking a highly skilled Compliance Risk Assessment Specialist to join our Compliance Risk Management Office (CRMO). As a key member of the team, you will be responsible for supporting the facilitation and execution of compliance risk...


  • Birmingham, Birmingham, United Kingdom SF Recruitment (Birmingham) Full time

    SF Recruitment (Birmingham) is seeking a Risk and Compliance Specialist to join their team in a temporary ongoing contract.Key Responsibilities:Prepare and present reports for committees and boards as needed.Coordinate with legal advisors and auditors, both internal and external.Maintain organised and auditable records.Manage the development and...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank AG Full time

    Compliance Risk Assessment RoleJob Title: Compliance Risk Assessment SpecialistLocation: GlobalCorporate Title: Assistant Vice PresidentWe are seeking a highly skilled Compliance Risk Assessment Specialist to join our team in the Compliance Risk Management Office (CRMO). The successful candidate will report to a Compliance Risk Assessment (CRA) VP and be...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank AG Full time

    Compliance Risk Assessment RoleJob Title: Compliance Risk Assessment SpecialistLocation: GlobalCorporate Title: Assistant Vice PresidentWe are seeking a highly skilled Compliance Risk Assessment Specialist to join our team in the Compliance Risk Management Office (CRMO). The successful candidate will report to a Compliance Risk Assessment (CRA) VP and be...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title: Compliance Risk Assessment SpecialistJob Summary: We are seeking a highly skilled Compliance Risk Assessment Specialist to join our team at Deutsche Bank. As a key member of our Compliance Risk Management Office, you will play a critical role in the facilitation and execution of compliance risk assessments globally.Key Responsibilities:Configure...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title: Compliance and Risk SpecialistWe are seeking a highly skilled Compliance and Risk Specialist to join our team at Deutsche Bank in Birmingham. As a key member of our team, you will be responsible for ensuring that our business operations comply with relevant laws and regulations, particularly the Personal Information Protection Law (PIPL) in...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title: Compliance and Risk SpecialistWe are seeking a highly skilled Compliance and Risk Specialist to join our team at Deutsche Bank in Birmingham. As a key member of our team, you will be responsible for ensuring that our business operations comply with relevant laws and regulations, particularly the Personal Information Protection Law (PIPL) in...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Full time

    At Goldman Sachs, we're committed to maintaining the highest level of integrity in our business practices. As a Compliance Risk Management Specialist, you'll play a critical role in driving our Enterprise Compliance Risk Management program forward. This involves collaborating with first and second line teams, including engineering, Operational Risk, business...

Risk and Compliance Specialist

2 months ago


Birmingham, Birmingham, United Kingdom Robert Walters Full time

Job Summary:

We are seeking a highly skilled Risk and Compliance Specialist to join our team at Robert Walters. As a key member of our organization, you will be responsible for overseeing and enhancing risk management strategies, ensuring the robustness of internal controls, and contributing to our company's growth.

About the Role:

This is an exciting opportunity to thrive in a dynamic environment that values innovation and recognizes exceptional performance. As a Risk and Compliance Specialist, you will:

  • Develop, implement, and monitor risk management and internal control frameworks to ensure the organization's risk management strategies are effective and aligned with industry best practices.
  • Assess and report on the effectiveness of controls and identify areas for improvement to ensure the organization's internal controls are robust and compliant with regulatory requirements.
  • Collaborate with various departments to ensure compliance with risk management policies and procedures, and to identify opportunities for process improvements.
  • Conduct risk assessments and internal audits to identify potential risks and control gaps, and provide recommendations for risk mitigation and control enhancements.
  • Prepare and present risk and control reports to senior management, providing insights and recommendations to inform business decisions.
  • Support the development and delivery of risk awareness training programs to ensure employees understand their roles and responsibilities in risk management.

Requirements:

To be successful in this role, you will need:

  • Experience in risk management, internal controls, or a related field, with a strong understanding of risk management principles and practices.
  • Strong analytical and problem-solving skills, with the ability to analyze complex data and identify areas for improvement.
  • Excellent communication and stakeholder management abilities, with the ability to effectively communicate risk and control information to senior management and other stakeholders.
  • ACA or ACCA qualified, with a strong understanding of accounting and financial principles.