Compliance Officer

4 days ago


Cardiff, Cardiff, United Kingdom QED Legal Full time

Job Title: Compliance Manager

Job Type: Full-time

Company: QED Legal

Location: Cardiff

Job Description:

We are seeking an experienced Compliance Manager to join our team at QED Legal. As a Compliance Manager, you will play a critical role in ensuring that our firm operates in accordance with all relevant laws and regulations.

Key Responsibilities:

  • Develop and implement an effective compliance program throughout the business
  • Review and update firm policies and procedures to ensure compliance with regulatory requirements
  • Conduct internal and external audits to identify and mitigate risks
  • Stay up-to-date with changes in law and regulations and provide guidance to staff
  • Collaborate with the COLP/COFA/MLRO to ensure compliance with SRA and regulatory standards

Requirements:

  • Qualified E&W solicitor with experience leading compliance in a smaller law firm
  • Knowledge of file audits, complaints, SRA audits, risk assessments, and firm-wide compliance
  • Experience undertaking PII renewals
  • Ideal candidate will have 4+ years of experience in compliance

What We Offer:

  • Salary up to £65k
  • Opportunity to work with a growing Legal 500 firm
  • Flexible hybrid working policy

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