Compliance Officer
4 days ago
Job Title: Compliance Manager
Job Type: Full-time
Company: QED Legal
Location: Cardiff
Job Description:
We are seeking an experienced Compliance Manager to join our team at QED Legal. As a Compliance Manager, you will play a critical role in ensuring that our firm operates in accordance with all relevant laws and regulations.
Key Responsibilities:
- Develop and implement an effective compliance program throughout the business
- Review and update firm policies and procedures to ensure compliance with regulatory requirements
- Conduct internal and external audits to identify and mitigate risks
- Stay up-to-date with changes in law and regulations and provide guidance to staff
- Collaborate with the COLP/COFA/MLRO to ensure compliance with SRA and regulatory standards
Requirements:
- Qualified E&W solicitor with experience leading compliance in a smaller law firm
- Knowledge of file audits, complaints, SRA audits, risk assessments, and firm-wide compliance
- Experience undertaking PII renewals
- Ideal candidate will have 4+ years of experience in compliance
What We Offer:
- Salary up to £65k
- Opportunity to work with a growing Legal 500 firm
- Flexible hybrid working policy
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