Compliance Officer

2 days ago


Cardiff, Cardiff, United Kingdom qed legal Full time

Compliance Manager - Deputy COLP/MLRO

QED Legal is seeking an exceptional Compliance Manager to work closely with the COLP/COFA/MLRO to ensure the firm continues to operate in compliance with all regulatory standards.

About the Role:

We are looking for a qualified E&W solicitor with experience leading compliance in a smaller law firm, preferably with experience as COLP/COFA/MLRO. The ideal candidate will have knowledge of file audits, complaints, SRA audits, risk assessments, and firm-wide compliance.

Key Responsibilities:

  • Stay up-to-date with changes in law and regulations, developing and implementing an effective compliance program throughout the business.
  • Review firms' policies and procedures, conducting internal and external audits, and conducting firm-wide risk assessments.
  • Undertake PII renewals and ensure compliance with all regulatory requirements.

What We Offer:

  • A competitive salary up to £65k.
  • The opportunity to work with a growing Legal 500 firm with a chance to progress and grow the compliance function.
  • A flexible hybrid working policy, with the team generally working 2-3 days in the office.

About QED Legal:

QED Legal is a leading law firm with a strong reputation for providing exceptional legal services. We are committed to maintaining the highest standards of compliance and risk management.


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