Group Conduct Officer
4 weeks ago
This is a key role within the Compliance team, reporting to the Group Conduct Officer Manager. The successful candidate will partner with the Schemes & Affinities division, managing the Deputy Conduct Officer and overseeing the management of regulatory issues and breaches.
Key Responsibilities:- Provide guidance and advice on existing and future regulation and PIB's regulatory policies and frameworks.
- Deliver briefings and training on key regulatory topics and issues.
- Review compliance and business performance MI to aid challenge.
- Ensure a regulatory perspective is brought to key business forums, initiatives, and projects.
- Support business SMFs and Certified individuals as part of SMCR.
- Manage and coach the Deputy Compliance Officer, including undertaking performance management reviews.
- Strong technical subject matter expertise, communication, analysis, and stakeholder management skills.
- Previous experience of undertaking a similar compliance business partnering role, ideally in general insurance brokers.
- Confident, persuasive, and articulate communicator, capable of robust dialogue.
- Proven track record in working with the business to implement regulatory improvement and change.
- Strong technical, practical, and working knowledge of FCA GI regulation, including Consumer Duty and Product Governance.
- Competitive salary and benefits package.
- Opportunities for professional development and career growth.
- Collaborative and dynamic work environment.
- Flexible working arrangements and work-life balance.
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Group Conduct Officer
1 month ago
London, Greater London, United Kingdom PIB Group Full timeJob Title: Group Conduct OfficerJoin PIB Group, a leading insurance broker, as a Group Conduct Officer and play a crucial role in ensuring the company's compliance with regulatory requirements. As a key member of the Compliance team, you will work closely with senior management to implement and maintain effective compliance processes and procedures.Key...
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Group Conduct Officer
1 month ago
London, Greater London, United Kingdom PIB Group Full timeJob Title: Group Conduct OfficerJoin PIB Group, a leading insurance broker, as a Group Conduct Officer and play a crucial role in ensuring the company's compliance with regulatory requirements. As a key member of the Compliance team, you will work closely with senior management to implement and maintain effective compliance processes and procedures.Key...
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Group Conduct Officer
1 week ago
London, Greater London, United Kingdom PIB Group Full timeJob DescriptionThe Group Conduct Officer is a critical role within the Compliance team, responsible for providing regulatory advice and oversight to ensure compliance with relevant laws and regulations.Key Responsibilities:Providing guidance and advice on existing and future regulation and PIB's regulatory policies and frameworks.Delivering briefings and...
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Group Conduct Officer
2 hours ago
London, Greater London, United Kingdom PIB Group Full timeAbout the RoleThe Group Conduct Officer plays a key role in aiding the 1LOD’s understanding of regulation and its application to their operation. The role involves working with a wide range of stakeholders, including senior management across the partnered businesses and other areas of GRC.Key ResponsibilitiesProviding guidance and advice on existing and...
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Group Conduct Officer
2 weeks ago
London, Greater London, United Kingdom PIB Group Full timeJob DescriptionJob Title: Group Conduct Officer - Regulatory Business PartnerJob Summary: We are seeking a highly skilled Group Conduct Officer - Regulatory Business Partner to join our team at PIB Group. The successful candidate will be responsible for providing regulatory business partnering, advice, and oversight to strengthen 1LOD capability, ensuring...
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Group Conduct Officer
2 weeks ago
London, Greater London, United Kingdom PIB Group Full timeJob DescriptionRole OverviewThe Group Conduct Officer will play a key role in strengthening 1LOD capability, ensuring new acquisitions meet PIB's requirements, and delivering GRC's oversight role and the company's overarching governance.This role involves working with a wide range of stakeholders, including senior management across the partnered businesses,...
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Administrative Assistant
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob SummaryWe are seeking a highly organized and flexible administrator to join our team at the Financial Conduct Authority. As an Administrative Assistant, you will provide support to our supervision and policy teams, ensuring the smooth operation of our trading venues and corporate finance firms.Key ResponsibilitiesManage diaries for managers and teams,...
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Administrative Assistant
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob SummaryWe are seeking a highly organized and flexible administrator to join our team at the Financial Conduct Authority. As an Administrative Assistant, you will provide support to our supervision and policy teams, ensuring the smooth operation of our trading venues and corporate finance firms.Key ResponsibilitiesManage diaries for managers and teams,...
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Conduct Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom Direct Line Group Full timeAbout Us:At Direct Line Group, we're a customer-obsessed market powerhouse, combining decades of industry experience with talented people in every field. Our Risk function develops, implements, and maintains risk management policies, procedures, tools, and framework for us.We're currently recruiting for a Conduct Risk Manager to join our team on a full-time...
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Compliance Conduct Officer
4 weeks ago
London, Greater London, United Kingdom YouLend Full timeAbout YouLendYouLend is a leading global embedded financing platform, partnering with e-commerce sites, tech companies, and payment services providers to offer flexible financing products to their merchant base. Our AI-driven credit risk assessment solutions enable merchants and SMEs to receive fast, flexible, and affordable funding. With operations in 9+...
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Compliance Conduct Officer
4 weeks ago
London, Greater London, United Kingdom YouLend Full timeAbout YouLendYouLend is a leading global embedded financing platform, partnering with e-commerce sites, tech companies, and payment services providers to offer flexible financing products to their merchant base. Our AI-driven credit risk assessment solutions enable merchants and SMEs to receive fast, flexible, and affordable funding. With operations in 9+...
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Compliance Conduct Officer
4 weeks ago
London, Greater London, United Kingdom YouLend Full timeAbout YouLendYouLend is a leading global embedded financing platform, partnering with top e-commerce sites, tech companies, and payment services providers. Our software platform and APIs enable partners to offer flexible financing products, in their branding, to their merchant base. With AI-driven credit risk assessment solutions, we empower merchants and...
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Compliance Conduct Officer
4 weeks ago
London, Greater London, United Kingdom YouLend Full timeAbout YouLendYouLend is a leading global embedded financing platform, partnering with top e-commerce sites, tech companies, and payment services providers. Our software platform and APIs enable partners to offer flexible financing products, in their branding, to their merchant base. With AI-driven credit risk assessment solutions, we empower merchants and...
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Senior Conduct Risk Analyst
2 weeks ago
London, Greater London, United Kingdom Munich Re Specialty Group Full timeAt Munich Re Specialty Group, we're committed to excellence and quality of service provision across both primary and reinsurance. Our Compliance team is a key driver for our success and innovation, leveraging a variety of perspectives and backgrounds to empower all employees to make an impact.About usWe're part of the Munich RE group, known for our...
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Conduct Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom Direct Line Group Careers Full timeAbout Us:At Direct Line Group, we're a customer-obsessed market powerhouse, combining decades of industry experience with talented people in every field. Our Risk function develops, implements, and maintains risk management policies, procedures, tools, and framework for us.We're currently recruiting for a Conduct Risk Manager to join our team on a full-time...
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Criminal Disclosure Officer
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleWe are seeking a highly skilled and experienced Disclosure Officer to join our team at the Financial Conduct Authority. As a Disclosure Officer, you will play a critical role in ensuring that our investigations are conducted in a fair and transparent manner.Key ResponsibilitiesDevelop and implement disclosure strategies to meet the needs of our...
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Criminal Disclosure Officer
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleWe are seeking a highly skilled and experienced Disclosure Officer to join our team at the Financial Conduct Authority. As a Disclosure Officer, you will play a critical role in ensuring that our investigations are conducted in a fair and transparent manner.Key ResponsibilitiesDevelop and implement disclosure strategies to meet the needs of our...
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Compliance and Conduct Risk Officer
3 weeks ago
London, Greater London, United Kingdom Kroo Bank Ltd Full timeAbout Kroo Bank LtdKroo Bank Ltd is a cutting-edge fintech company that is revolutionizing the banking industry. Our mission is to provide a trusted and loved banking experience for our customers, while making a positive impact on the planet.Job SummaryWe are seeking a highly skilled Compliance and Conduct Risk Officer to join our team. As a key member of...
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Compliance and Conduct Risk Officer
2 weeks ago
London, Greater London, United Kingdom Kroo Bank Ltd Full timeAbout the RoleKroo Bank Ltd is seeking a highly skilled Compliance and Conduct Risk Officer to join our team. As a key member of our Compliance Department, you will play a crucial role in ensuring the bank's compliance with regulatory requirements and consumer protection laws.Key ResponsibilitiesMonitor and report on adherence to Consumer Duty principles,...
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Compliance Conduct Officer
3 weeks ago
London, Greater London, United Kingdom YouLend Limited Full timeAbout the RoleWe are seeking a highly skilled Compliance Conduct Officer to join our team at YouLend Limited. As a key member of our Compliance function, you will play a crucial role in assisting with the implementation of an effective Compliance Monitoring and Testing Programme.Key Responsibilities:Assist and support the Global Head of Compliance with the...