Regulatory Risk Specialist

4 days ago


Stockport, Stockport, United Kingdom Grassroots Recruitment Limited Full time

A highly respected financial services partner seeks a talented Regulatory Risk Specialist to support their growth.

Job Overview:

The role involves ensuring the company adheres to legal and regulatory requirements; understanding how changes affect operations and business.

Key Responsibilities:

  • Identify regulatory risk; manage consumer duty policies, undertaking file review monitoring.
  • Develop robust risk controls; maintain compliance manual, policies, and procedures.
  • Ensure all partners and staff follow compliance procedures; deliver relevant training.

Requirements:

  • Professionally qualified – Certified Regulatory Compliance Manager (CISI diploma).
  • Previous experience in compliance monitoring and complaint handling; Microsoft Office software skills.

Benefits:

  • Competitive salary range 70,000-80,000 per annum.
  • Private healthcare; discretionary bonus.

This is an exciting opportunity to join a dynamic business with future growth prospects.



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