Regulatory Risk Specialist
4 days ago
A highly respected financial services partner seeks a talented Regulatory Risk Specialist to support their growth.
Job Overview:
The role involves ensuring the company adheres to legal and regulatory requirements; understanding how changes affect operations and business.
Key Responsibilities:
- Identify regulatory risk; manage consumer duty policies, undertaking file review monitoring.
- Develop robust risk controls; maintain compliance manual, policies, and procedures.
- Ensure all partners and staff follow compliance procedures; deliver relevant training.
Requirements:
- Professionally qualified – Certified Regulatory Compliance Manager (CISI diploma).
- Previous experience in compliance monitoring and complaint handling; Microsoft Office software skills.
Benefits:
- Competitive salary range 70,000-80,000 per annum.
- Private healthcare; discretionary bonus.
This is an exciting opportunity to join a dynamic business with future growth prospects.
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