Senior Compliance Officer

2 weeks ago


Stockport, Stockport, United Kingdom Grassroots Recruitment Limited Full time

The role of a Senior Compliance Officer at Grassroots Recruitment Limited involves ensuring the partnership follows legal and regulatory requirements.

With a salary range of 70,000-80,000, this position requires up-to-date knowledge and guidance on regulatory risk, changes to rules, and current practices.

The successful candidate will provide guidance to the Executive Committee, partners, and staff accordingly. Key responsibilities include identifying regulatory risk in accordance with FCA guidelines, managing consumer duty policies, and maintaining compliance manuals.

A highly respected Financial Services Partner is seeking a skilled and qualified professional to assist in their current and ongoing period of growth.



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