Compliance Expert Advisor

2 months ago


Stockport, Stockport, United Kingdom Exchange Street Claims ltd Full time

We are seeking a highly organized and detail-focused Compliance and Monitoring Officer to join our team at Exchange Street Claims Ltd. As a key member of our compliance team, you will be responsible for reviewing files and providing feedback to clients on any compliance issues you raise.

Key Responsibilities:

  • File review: You will review files for clients, including medium and large financial planning businesses across the UK.
  • Compliance issue identification: You will identify any compliance issues during the review process and provide feedback to clients.
  • Reporting: You will report directly to the Head of Compliance Monitoring.

Benefits Package:

  • Competitive salary of around £50,000 per annum
  • Generous benefits package, including 27 days holiday per year and 8% employer pension contribution
  • Healthcare benefits, including AVIVA Private Health Care and Death in Service benefit
  • Free parking and Income Protection Insurance

About Our Company:

Exchange Street Claims Ltd is a well-established IFA network that offers its member firms significant value and support.



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