Compliance Officer

3 weeks ago


Stockport, Stockport, United Kingdom Exchange Street Claims ltd Full time
Compliance and Monitoring Officer Role

Are you looking for a challenging and rewarding role in compliance and monitoring? Do you have a passion for ensuring regulatory compliance and providing exceptional service to clients?

We are seeking a highly skilled Compliance and Monitoring Officer to join our team at Exchange Street Claims ltd. As a Compliance and Monitoring Officer, you will play a critical role in ensuring that our clients' files are reviewed and compliant with regulatory requirements.

Key Responsibilities:

  • Review files for compliance with regulatory requirements
  • Provide feedback to clients on reviewed files and any compliance issues raised
  • Report to the Head of Compliance Monitoring

What We Offer:

  • A competitive salary of up to £50,000
  • Hybrid working arrangement, with only 1 or 2 days in the office per week
  • A comprehensive benefits package, including 27 days holiday, 8% employer pension contribution, and private health care

About Us:

Exchange Street Claims ltd is a leading IFA network that offers its member firms a range of value-added services. We are committed to empowering our staff and providing a supportive and collaborative work environment.

Requirements:

  • Experience in compliance and monitoring
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills

How to Apply:

If you are a motivated and detail-oriented individual with a passion for compliance and monitoring, please submit your application.


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