Compliance Officer
4 days ago
Are you looking for a challenging and rewarding role in compliance and monitoring? Do you have a passion for ensuring that financial planning businesses operate within regulatory guidelines?
We are seeking a highly skilled Compliance and Monitoring Officer to join our team at Exchange Street Claims ltd. As a Compliance and Monitoring Officer, you will play a critical role in reviewing files and providing feedback to clients on compliance issues.
Key Responsibilities:
- Review files for compliance with regulatory requirements
- Provide feedback to clients on compliance issues
- Report to the Head of Compliance Monitoring
What We Offer:
- A competitive salary of up to £50,000
- Hybrid working arrangement, with only 1 or 2 days in the office per week
- A comprehensive benefits package, including 27 days holiday, 8% employer pension contribution, and private health care
About Us:
Exchange Street Claims ltd is a leading IFA network that offers its member firms a range of value-added services. Our team of 10 compliance monitoring officers work closely with our clients to ensure that they operate within regulatory guidelines.
If you are a motivated and detail-oriented individual with a passion for compliance and monitoring, we encourage you to apply for this exciting opportunity.
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