Regulatory Compliance Professional

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

We are seeking a highly skilled Regulatory Risk Professional to join our team in the city. As a key member of our compliance function, you will play a critical role in mitigating financial crime risks and ensuring regulatory compliance.Your expertise in AML & Financial Crime, combined with your analytical and problem-solving skills, will enable you to...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

We are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a crucial role in ensuring our clients' regulatory risk and compliance needs are met.Key responsibilities will include:Drafting, monitoring, and advising on compliance policies and proceduresHandling...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Job Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...

Job Description:Regulatory Risk Management ProfessionalWe are seeking an experienced Regulatory Risk Management Professional to join our team. As a key member of the compliance department, you will play a critical role in preventing and detecting financial crime. This is an exciting opportunity to work with a dynamic company and contribute to its success.Key...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Danos Group is seeking an experienced Regulatory Compliance Professional to join their dynamic and collegiate team in London. With a strong understanding of consumer credit and regulatory changes, this individual will be responsible for compliance monitoring, advisory services, horizon scanning, policy implementation, financial promotions, due diligence...

We are seeking a highly skilled Regulatory Compliance Professional to join our clients London office. Job DescriptionThis role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters. Key responsibilities include:Compliance Monitoring: Monitor and review products and processes...

MERJE Ltd, a leading recruitment agency, is seeking a highly skilled Regulatory Compliance Professional to join their team. This exciting opportunity offers the chance to work with a newly established Lloyd's of London coverholder, supporting them in regulatory compliance and decision-making.Job Requirements:Support the business in regulatory compliance and...