Senior Risk Management Professional

1 day ago


Liverpool, Liverpool, United Kingdom Hoxton Wealth Full time
Job Description

Hoxton Wealth is seeking a Senior Risk Management Professional to join our UK team. In this pivotal role, you will collaborate closely with our existing team to ensure that Hoxton Wealth adheres to all relevant regulations and laws.

Key Responsibilities:
  1. Oversee all compliance processes and procedures to ensure full adherence to regulatory requirements and industry standards.
  2. Conduct regular audits and risk assessments to identify and mitigate compliance risks.
  3. Develop, implement, and maintain compliance policies and procedures.
  4. Provide training and guidance to staff on compliance matters.

The successful candidate will have a strong background in wealth management and experience in SMF 16/17 roles. They will also be able to provide comprehensive records and prepare reports for senior management and regulatory authorities.

Qualifications and Experience
  • Proven experience in a compliance role within the wealth management industry.
  • In-depth knowledge of UK financial regulations, including FCA guidelines.
Benefits
  • A competitive salary of £80,000 - £100,000 per annum.
  • Opportunities for professional growth and development.
  • The chance to play a critical role in shaping the compliance framework of a leading wealth management firm.


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