Senior Manager Risk and Compliance

1 month ago


Liverpool, Liverpool, United Kingdom Oliver James Associates Ltd. Full time

Senior Manager Risk and Compliance - An exciting opportunity has arisen with Oliver James Associates Ltd. for an experienced Senior Manager to lead their Risk and Compliance functions in Liverpool. The estimated salary for this role is £95,000 per annum.

The Scope of the Role:

This role requires you to manage and lead the 2nd line Risk and Compliance functions, including risk management, controls, reporting and ownership, compliance and governance duties, compliance monitoring programme, and consumer duty/conduct risk expertise.

Your Qualifications:
  • You will need very strong FCA regulation and handbook knowledge.
  • Experience in both Risk AND Compliance, within a Financial Services Firm is required.
  • Excellent communication skills, especially at a senior level are essential.
  • You will also need leadership skills.


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