Compliance Specialist

3 days ago


Bristol, Bristol, United Kingdom Diligenta Full time
Job Overview

We are seeking a highly skilled Regulatory Policy Specialist to join our growing compliance team at Diligenta. As a key supporting position, you will play a crucial role in ensuring our organisation meets its corporate responsibilities to the Financial Conduct Authority (FCA).

Key Responsibilities
  • Liaise with the FCA Supervision Team to support our Proactive Engagement Programme.
  • Oversee the effective operation of the Senior Managers & Certification Regime (SMCR).
  • Ensure timely and accurate regulatory reporting.

The ideal candidate will have a strong understanding of FCA rules and regulations, as well as the ability to produce concise reports for managers and clients. A proactive, discreet, communicative, pragmatic, and methodical approach is essential for this role.



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