Capital Markets Regulatory Risk and Oversight Leader

3 weeks ago

London, Greater London, United Kingdom Northern Trust Corporation Full time

About Northern Trust:

Northern Trust is a leading financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.

Role Summary

The Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible for understanding and mitigating regulatory risks that may impact Northern Trust's Capital Markets business. This role requires excellent communication skills, knowledge of the Capital Markets business, and the ability to work with senior leaders and stakeholders.

Key Responsibilities

  • Develop and implement regulatory risk management strategies to ensure compliance with global regulatory regimes.
  • Provide leadership and guidance to the team, ensuring effective collaboration and communication with stakeholders.
  • Represent Northern Trust at industry and internal regulatory forums, advocating for the company's interests and promoting regulatory awareness.
  • Enhance the regulatory change control environment through the adoption of procedures for identifying, assessing, and implementing regulatory change.
  • Support the development of frameworks, enhanced standards, and related procedural documentation to ensure regulatory compliance.
  • Stay up-to-date with regulatory changes that may impact Capital Markets globally, providing guidance and recommendations to stakeholders.
  • Consult on new product, process, and client opportunities, providing guidance on regulatory impacts and risk profile changes.

Knowledge/Skills

  • Expert knowledge of regulations, regulatory change, and regulatory oversight, including specific regulatory regimes governing Capital Markets.
  • Ability to identify problems, develop, communicate, and implement solutions as needed.
  • Capable of analyzing, simplifying, and explaining complex issues in non-technical language.
  • Excellent verbal and written communication skills necessary to interact and manage expectations with senior-level audiences, stakeholders, and management.
  • Strong organization, attention to detail, time management, planning skills, and the ability to handle multiple competing priorities.
  • Excellent interpersonal skills, displaying the ability to engage diverse sets of stakeholders, understand their viewpoints, build long-term relationships, create a collaborative and inspirational environment within the team.
  • Ability to influence and persuade others, implement change, and drive decision-making across a complex organizational structure.

Experience Preferred

  • Extensive years of related experience in financial services, with a solid understanding of Capital Markets and its global regulatory obligations.
  • Multi-discipline management experience is preferable.

Working with Us:

Northern Trust is committed to providing a flexible and collaborative work culture, where financial strength and stability empower us to explore new ideas. We encourage movement within the organization, have senior leaders who are accessible, and take pride in working for a company committed to assisting the communities we serve.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies. Build your career with us and apply today.

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