Compliance Operations Manager
1 day ago
Job Summary:
The Compliance Operations Manager will be responsible for leading the implementation of controls, delivering the Annual Compliance Plan, and supporting our client-facing businesses. This role requires a strong understanding of regulatory requirements and the ability to communicate effectively with stakeholders.
Main Responsibilities:
- Maintain the reporting calendar and prepare regulatory returns.
- Review and update compliance policies, procedures, and processes.
- Prepare compliance monthly reports, board papers, and committee packs.
- Stay up-to-date with FCA requirements and ensure all conduct standards are met.
Requirements:
- Experience managing compliance teams in financial services.
- Strong communication and analytical skills.
- Proficiency in Microsoft Word, PowerPoint, and Excel.
- Knowledge of UK regulatory environment, specifically FCA Sourcebook.
Salary: £65,000 - £85,000 per annum.
About AXA Partners:
AXA Partners offers a wide range of solutions in assistance services, travel insurance, and credit protection. Our team is dedicated to designing and delivering innovative solutions for partners and communities.
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