AML Compliance Specialist

4 weeks ago


Leamington Spa, Warwickshire, United Kingdom Wright Hassall Full time
Compliance Officer Job Description

We are seeking an experienced Compliance Officer to join our team at Wright Hassall. As a key member of our Risk and Compliance function, you will play a vital role in ensuring the firm's compliance with regulatory requirements and internal policies.

Key Responsibilities:
  • Support the Risk and Compliance Manager in executing and improving the Compliance Function to ensure effective risk management and compliance with regulatory requirements.
  • Assist with client due diligence and know your client (KYC) to ensure compliance with Money Laundering Regulations and internal control documents.
  • Support file management to ensure files are opened, maintained, supervised, and closed in line with legal practice standards and internal control documents.
  • Assist with risk management within the business to identify, mitigate, and monitor risks as far as possible.
  • Contribute to audits within the business to ensure compliance with regulatory requirements and internal control documents.
  • Handle complaints and internal incidents in accordance with regulatory requirements and internal control documents.
  • Respond to requests for information to ensure transparency and accountability.
  • Support compliance training to ensure material is up-to-date and relevant.
Person Specification:
  • Experience in a risk or compliance role and/or regulatory environment, ideally within the legal sector or a regulated industry.
  • Sound understanding of relevant regulations and legislations, in particular SRA/FCA rules, AML, and data protection.
Benefits:

We offer a competitive salary and excellent benefits package, including 25 days annual leave (rising to 30 days), hybrid working, pension, bonus scheme, training and development, private medical insurance, life assurance, healthcare scheme, subsidised gym membership, on-site restaurant, and an active social committee.



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