AML Compliance Specialist

1 month ago


Leamington Spa, Warwickshire, United Kingdom Wright Hassall Full time
Compliance Officer Job Description

We are seeking an experienced Compliance Officer to join our team at Wright Hassall. As a key member of our Risk and Compliance function, you will play a vital role in ensuring the Firm's compliance with regulatory requirements and internal policies.

Key Responsibilities:
  • Support the business with client due diligence and know your client processes to ensure compliance with Money Laundering Regulations and internal control documents.
  • Manage file management to ensure files are opened, maintained, supervised, and closed in line with legal practice standards and internal control documents.
  • Assist the Risk and Compliance Manager with risk management to identify, mitigate, and monitor risks across the business.
  • Conduct audits to ensure compliance with regulatory requirements and internal control documents, and provide assurance to Approved Persons as required.
  • Handle complaints and internal incidents in accordance with regulatory requirements and internal control documents.
  • Respond to requests for information to ensure transparency and accountability.
  • Support compliance training to ensure the business has an awareness and understanding of relevant legislation, regulation, and internal controls.
  • Contribute to the administration of the shared mailbox and workspaces for the Compliance Team.
Person Specification:
  • Experience in a risk or compliance role, ideally within the legal sector or a regulated industry.
  • Sound understanding of relevant regulations and legislations, including SRA/FCA rules, AML, and data protection.
Benefits:

We offer a competitive salary, excellent benefits package, and opportunities for training and development.



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