AML Compliance Specialist
1 month ago
We are seeking an experienced Compliance Officer to join our team at Wright Hassall. As a key member of our Risk and Compliance function, you will play a vital role in ensuring the Firm's compliance with regulatory requirements and internal policies.
Key Responsibilities:- Support the business with client due diligence and know your client processes to ensure compliance with Money Laundering Regulations and internal control documents.
- Manage file management to ensure files are opened, maintained, supervised, and closed in line with legal practice standards and internal control documents.
- Assist the Risk and Compliance Manager with risk management to identify, mitigate, and monitor risks across the business.
- Conduct audits to ensure compliance with regulatory requirements and internal control documents, and provide assurance to Approved Persons as required.
- Handle complaints and internal incidents in accordance with regulatory requirements and internal control documents.
- Respond to requests for information to ensure transparency and accountability.
- Support compliance training to ensure the business has an awareness and understanding of relevant legislation, regulation, and internal controls.
- Contribute to the administration of the shared mailbox and workspaces for the Compliance Team.
- Experience in a risk or compliance role, ideally within the legal sector or a regulated industry.
- Sound understanding of relevant regulations and legislations, including SRA/FCA rules, AML, and data protection.
We offer a competitive salary, excellent benefits package, and opportunities for training and development.
-
AML Compliance Specialist
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Wright Hassall Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our team at Wright Hassall. As a key member of our Risk and Compliance function, you will play a vital role in ensuring the firm's compliance with regulatory requirements and internal policies.Key Responsibilities:Support the Risk and Compliance Manager in executing...
-
AML Compliance Specialist
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Wright Hassall Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our team at Wright Hassall. As a key member of our Risk and Compliance function, you will play a vital role in ensuring the firm's compliance with regulatory requirements and internal policies.Key Responsibilities:Support the Risk and Compliance Manager in executing...
-
AML Compliance Officer
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Wright Hassall LLP Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Wright Hassall LLP. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and internal policies.Key Responsibilities:Support the business with client due diligence (CDD) / know your client...
-
Tax Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Verisk Full timeWe help the world see new possibilities and inspire change for better futures. Our analytical solutions bridge content, data, and analytics to help businesses, people, and society become stronger, more resilient, and sustainable.Job SummaryAs a Tax Compliance Specialist based in Edinburgh with our corporate finance team, you'll work with the Head of...
-
Tax Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Gleeson Recruitment Group Full timeTax Compliance SpecialistThis role is responsible for ensuring the organisation's compliance with tax regulations and financial reporting requirements, safeguarding financial integrity, minimizing risks, and optimising tax processes.Key Responsibilities:VAT and Tax Reporting:Compile and submit quarterly UK VAT returns, ensuring monthly and quarterly VAT...
-
Tax Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Pertemps Bond Full timeAbout the Role:We are seeking a highly skilled Tax Compliance Specialist to join our team at Pertemps Bond. As a Senior Tax Advisor, you will be responsible for preparing tax returns and Capital Gains Tax returns, managing your own portfolio of clients, and collaborating with clients on advisory projects.Key Responsibilities:Preparing tax returns and Capital...
-
Export Compliance Specialist
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Barclay Meade Full timeBarclay Meade Seeks Export Compliance ManagerA leading defence and security organisation is seeking an experienced Export Compliance Manager to ensure full compliance with global import/export regulations. This role will be the key point of contact for managing the company's adherence to ITAR, UK Export Controls, and other international trade laws, providing...
-
Export Compliance Specialist
1 month ago
Leamington Spa, Warwickshire, United Kingdom Barclay Meade Full timeJob Title: Export Compliance ManagerBarclay Meade is seeking an experienced Export Compliance Manager to ensure full compliance with global import/export regulations.Key Responsibilities:Manage the company's adherence to ITAR, UK Export Controls, and other international trade laws.Provide essential support to both the operational and strategic sides of the...
-
Export Compliance Specialist
1 month ago
Leamington Spa, Warwickshire, United Kingdom Barclay Meade Full timeJob Title: Export Compliance ManagerBarclay Meade is seeking an experienced Export Compliance Manager to ensure full compliance with global import/export regulations.Key Responsibilities:Manage the company's adherence to ITAR, UK Export Controls, and other international trade laws.Provide essential support to both the operational and strategic sides of the...
-
Governance and Compliance Specialist
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Aspire People Limited Full timeJob Summary:We are seeking a dedicated and detail-oriented Governance and Compliance Officer to join our central support team. This opportunity is ideal for a candidate with strong analytical and problem-solving skills, capable of interpreting complex regulations and developing effective compliance strategies.Key Responsibilities: Interpret and apply complex...
-
Export Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Barclay Meade Full timeKey Responsibilities:As an Export Compliance Manager at Barclay Meade, you will be responsible for ensuring full compliance with global import/export regulations. This includes managing the company's adherence to ITAR, UK Export Controls, and other international trade laws.Key Skills:Experience with ITAR and UK Export ControlsStrong understanding of...
-
Environmental Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom WasteRecruit Ltd Full timeJob Title: Environmental Compliance AdvisorAbout the Role:We are seeking a highly motivated and experienced Environmental Compliance Advisor to join our team at WasteRecycle Ltd. As a key member of our compliance team, you will play a vital role in delivering our core business – compliance solutions.Key Responsibilities:- Provide professional and efficient...
-
Field Compliance Officer
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Telent Technology Services Ltd Full timeJob Title: Field Compliance OfficerAbout the Role:We are seeking a highly skilled Field Compliance Officer to join our team at Telent Technology Services Ltd. As a Field Compliance Officer, you will be responsible for ensuring that all fibre contract deliveries are completed as planned by our suppliers. This includes confirming resource on site, dealing with...
-
Tax Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Pertemps Bond Full timeJob Title: Personal Tax SeniorLocation: Stratford-upon-AvonAbout Us: We are a dynamic and forward-thinking firm dedicated to providing exceptional tax services to our diverse client base. We pride ourselves on our positive work environment and commitment to professional growth.Key Responsibilities:Manage a portfolio of over 150 clients, ensuring timely and...
-
Tax Compliance Specialist
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Gleeson Recruitment Group Full timeTax Manager (Compliance) Job DescriptionThis role is responsible for ensuring the organisation's compliance with tax regulations and financial reporting requirements, safeguarding financial integrity, minimizing risks, and optimising tax processes.Key Responsibilities:VAT and Tax Reporting:Compile and submit quarterly UK VAT returns, ensuring timely monthly...
-
Tax Compliance Specialist
4 weeks ago
Leamington Spa, Warwickshire, United Kingdom Gleeson Recruitment Group Full timeTax Manager (Compliance) Job DescriptionThis role is responsible for ensuring the organisation's compliance with tax regulations and financial reporting requirements, safeguarding financial integrity, minimizing risks, and optimising tax processes.Key Responsibilities:VAT and Tax Reporting:Compile and submit quarterly UK VAT returns, ensuring timely monthly...
-
COP and Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Forseven Full timeTransform the EV Industry with ForsevenWe are seeking a COP & Compliance Lead to join our highly skilled and innovative team at Forseven, a revolutionary company transforming the electric vehicle industry through cutting-edge technology and sustainable solutions.The role will operate in a hybrid capacity out of our offices in Leamington Spa, Warwickshire,...
-
COP and Compliance Specialist
3 weeks ago
Leamington Spa, Warwickshire, United Kingdom Forseven Full timeTransform the EV Industry with ForsevenWe are seeking a COP & Compliance Lead to join our highly skilled and innovative team at Forseven, a revolutionary company transforming the electric vehicle industry through cutting-edge technology and sustainable solutions.The role will operate in a hybrid capacity out of our offices in Leamington Spa, Warwickshire,...
-
Regulatory Compliance Specialist
2 weeks ago
Leamington Spa, Warwickshire, United Kingdom Jaguar Land Rover Full timeAbout the RoleThis is a unique opportunity to join Jaguar Land Rover's Quality & Product Compliance department as a Certification Engineer. As a key member of our team, you will play a vital role in ensuring our vehicles comply with worldwide regulatory standards and market entry criteria.As a Certification Engineer, you will support the delivery of...
-
COP and Compliance Specialist
1 month ago
Leamington Spa, Warwickshire, United Kingdom Forseven Full timeAbout the RoleWe are seeking a highly skilled COP and Compliance Lead to join our team at Forseven, a revolutionary company transforming the EV industry through cutting-edge technology and innovative engineering practices.This is a hybrid role operating out of our offices in Leamington Spa, Warwickshire, where you will work alongside visionary minds in the...