Compliance Manager, Funds and Distribution

5 days ago

London, Greater London, United Kingdom AXA Funds Management Full time
About the Role

We are seeking a highly skilled Compliance Manager, Funds and Distribution to join our team at AXA Funds Management. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.

Key Responsibilities
  • Provide strategic input and expertise into the development of our distribution model and the production of marketing materials.
  • Be a key Compliance point of contact providing advice and guidance for technical queries and regulatory matters relating to onshore and offshore distribution and marketing.
  • Contribute to regulatory change implementation projects, including the UK's Sustainability Disclosure Requirements and the Offshore Funds Regime.
  • Provide training to the business in relation to current and emerging regulations in respect of onshore and cross-border distribution and marketing.
  • Assist in the development of management information to track marketing approvals and assess the effectiveness of our distribution teams.
  • Maintain and revise applicable policies and documents.
Requirements
  • Proven technical distribution and financial promotions Compliance experience, preferably gained in a multi-asset asset management or equivalent environment.
  • Significant experience of Compliance contribution and delivery to relevant regulatory change projects.
  • Knowledge of overseas distribution requirements, FCA COBS Regulations specific to financial promotions, AIFMD and UCITS, cross-border marketing, and ESG practices relating to authorized funds.
  • Able to produce training material that interprets FCA rules into simple English.
About Us

AXA Funds Management is a global leader in asset management, with a commitment to sustainability and environmental responsibility. We are a diverse community that values equality and inclusion. We are committed to providing reasonable accommodation to qualified applicants and employees with disabilities, when needed, to apply for a position or to perform essential job functions.

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