Market Risk and Compliance Officer

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Compliance Professionals is seeking a seasoned Trade Surveillance Manager to lead our securities surveillance function. With a proven track record in people management and regulatory expertise, you will be responsible for conducting trade surveillance, investigations, and regulatory reporting.Your key responsibilities include managing the surveillance...

We are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...

**About the Role:**We are seeking a highly skilled Marketing Content Specialist to provide 12-month maternity cover for our divisional Marketing team at Marlowe Software, Risk and Compliance. As a key member of our team, you will be responsible for creating high-quality content that drives business growth and resonates with our target audience.Your primary...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...

About the RoleThe successful Compliance Officer will play a critical role in ensuring our company's marketing and distribution activities comply with regulatory requirements. This is an excellent opportunity to develop your skills and expertise in a dynamic and challenging environment.Key ResponsibilitiesEnsure Regulatory Compliance: Develop and implement...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Join Our Team:We are seeking a talented individual to fill the role of Risk and Compliance Specialist. The successful candidate will have strong analytical skills and a keen eye for detail.The key responsibilities of this role include analyzing complex data, identifying risks, and developing strategies to mitigate them. Additionally, they will work closely...

Role Overview:We are seeking a highly skilled Junior AML & Conflicts Analyst to join our team at AJ FOX COMPLIANCE in London. This role offers a unique opportunity to work with a top international law firm, supporting various business functions in anti-money laundering, general conflicts, and risk and compliance checks. The successful candidate will have the...

Are you a qualified solicitor with 5+ years PQE looking for your next challenge in regulatory compliance?A forward-thinking AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Lawyer to join their team in London.The ideal candidate has background experience in law firm regulation, complaints handling or commercial...

Job DescriptionWe are seeking a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance to join our team as a remote Compliance Officer at AJ Fox Compliance.In this role, you will be responsible for handling a broad range of compliance, conflicts, and AML issues, including the opportunity to handle escalations from...

Job SummaryThis Compliance Risk Officer role involves formulating and reviewing policies and procedures to ensure regulatory compliance with all relevant laws, regulations, and group policies.The ideal candidate will have excellent project management skills and sound judgement, with a Bachelor or Advanced degree in Legal, or equivalent work or compliance and...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Société Générale de Surveillance SA is committed to attracting and retaining top talent in the field of risk management. As a Compliance Officer - Risk, you will play a critical role in ensuring the company's risk management framework is aligned with regulatory expectations.You will be responsible for reviewing and challenging key ESG risk factors and...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...