Compliance Risk Manager

5 days ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full time

Join Our Team as a Compliance Auditor

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We are seeking a skilled Compliance Auditor to join our expanding compliance team in central Newcastle. This exciting opportunity is ideal for experienced professionals looking to take their career to the next level in a dynamic and supportive environment.

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Key Responsibilities

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As a Compliance Auditor at Sacco Mann, you will work closely with the Head of Risk and Compliance and a small compliance team. Key responsibilities include:

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  • Conducting Quality Assessments: Lead monthly quality assessments for fee earners across various legal departments, ensuring adherence to regulatory standards.
  • Risk Evaluations: Perform thorough risk evaluations and provide detailed reports on potential issues, highlighting areas for improvement.
  • Developing the Quality Log: Create and maintain a comprehensive quality log for audits, analyzing key trends and informing quality processes.
  • Data Analysis: Analyze historical data to enhance quality processes and drive continuous improvement, contributing to the firm's success.
  • Oversight of Firm-wide Performance: Oversee firm-wide performance from a quality assurance standpoint, ensuring compliance with regulatory requirements.
  • Support for External Audits: Assist the Head of Compliance in preparing for external audits and compliance reviews, demonstrating expertise and professionalism.
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Benefits and Compensation

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A competitive salary of £50,000 - £65,000 per annum, depending on experience, an extensive benefits package, hybrid working, genuine career progression opportunities, and ongoing training and development.

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Location and Culture

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This role is based in central Newcastle, offering a great work-life balance and access to a wide range of amenities. Our team values collaboration, innovation, and customer satisfaction, making it an ideal fit for professionals who thrive in a dynamic environment.



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