Auditor - Legal & Regulatory Affairs

3 weeks ago

Birmingham, Birmingham, United Kingdom caia - Jobboard Full time
Job Title: Technology Principal Auditor (Compliance, Anti-Financial Crime, Central Functions)

Location: Assistant Vice President

The Principal Auditor leads or works independently on audits of a specific business/functional area/region and evaluates the adequacy and effectiveness of internal controls relating to risks within those business areas.

  • Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them.
  • Competitive salary and non-contributory pension.
  • 30 days' holiday plus bank holidays, with the option to purchase additional days.
  • Life Assurance and Private Healthcare for you and your family.
  • A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits.
Your Key Responsibilities
  • Evaluate the adequacy and effectiveness of internal controls relating to Technology supporting - Compliance, Anti-Financial Crime (AFC), Legal, Human Resources (HR) and Records Management/Archiving areas in accordance with Group Audit methodology and the established risk assessment framework.
  • Undertake audit assignments, plan audits, attend meetings with internal stakeholders as and when required, draft audit issues and share for review by audit management, conduct tracking of audit findings and validate closure of audit findings.
  • Participate in meetings with business auditors and provide input for business led ('front to back') audits.
  • Develop and maintain broad regulatory knowledge & experience. Stay abreast of business/industry changes and their effect on the team's audit plan, audit methodology and risk assessments.
Your Skills and Experience
  • University degree in Information Technology, Computer Science or related discipline and professional certification (e.g., CISA, CRISC, CCSP, ITIL, COBIT, CIA, CFE, CPA, etc.)
  • The candidate should have significant, demonstrable experience of IT auditing (e.g. audits of automated business controls and of the implementation of new systems). Experience of audits of IT general controls is a pre-requisite.
  • Ability to identify and evaluate risks within the control environment. Sound judgment on the impact of issues raised, as well as strong analytical, communication and project management skills.
  • Excellent written & verbal communication skills, with the ability to communicate effectively at all levels within Group Audit and with Stakeholders.
About Us

Deutsche Bank is the leading German bank with strong European roots and a global network.

We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.

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