Regulatory Affairs Specialist
1 day ago
About the Job
We are looking for a highly skilled Senior Compliance Consultant to join our team at Clayton Davies. As a key member of our compliance team, you will be responsible for providing expert guidance on regulatory matters to our clients in the financial sector.
Your Key Responsibilities
- You will work closely with financial advisory firms and discretionary investment management firms to ensure they are compliant with relevant regulations.
- Conduct thorough audits and file checks to identify areas for improvement.
- Develop and maintain in-depth knowledge of the FCA Handbook and its applications.
- You will draft internal technical papers and contribute to the development of manuals and toolkits to support our clients' compliance efforts.
- Stay up-to-date on industry trends and best practices by reading and summarizing relevant publications.
- Work independently at client offices or remotely from home.
What We're Looking For
- A Diploma in Financial Planning (or equivalent) and advanced CII Qualifications (if applicable).
- Excellent communication and consultancy skills to effectively engage with clients and stakeholders.
Salary: £65,000 - £85,000 per annum, depending on experience.
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